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所在平台: EdxArchive 课程类别: 其他类别 大学或机构: New York Institute of Finance 授课老师: Stephen Zak |
课程主页: https://www.edx.org/archive/introduction-brokerage-operations-new-york-institute-finance-bopc-1x
课程评论:没有评论
Learn about brokerage operations; including the key roles and types of accounts within this field.
This course begins with an overview of brokerage operations where we’ll identify the key roles of brokerage operations and review the different types of accounts.
We’ll look at the salient features of the Customer Identification Program and review the differences between the main types of securities issues. Before wrapping up this course, we’ll get familiarized with the key components of the Security Reference File and learn the key roles of the various players within the Financial Community.
This course is part 1 of the New York Institute of Finance’s Brokerage Operations Professional Certificate program.