Customer Protection Rule 15C3-3 (EdxArchive) 0 个评论 关注

主页: https://www.edx.org/archive/customer-protection-rule-15c3-3-new-york-institute-finance-cprx

简介: ​Learn how the Customer Protection Rule, 15C3-3, safeguards customer interests and how it affects the regulatory environment within firms.

Introduction to Brokerage Operations (EdxArchive) 0 个评论 关注

主页: https://www.edx.org/archive/introduction-brokerage-operations-new-york-institute-finance-bopc-1x

简介: Learn about brokerage operations; including the key roles and types of accounts within this field. 

Introduction to Custody Servicing, Margins, and Accounting Records (EdxArchive) 0 个评论 关注

主页: https://www.edx.org/archive/introduction-custody-servicing-margins-new-york-institute-finance-bopc-3x

简介: Get introduced to Custody and Asset Servicing, Margins, Brokerage Accounting, Stock Records and General Ledger

The Marketplace, Trade Process, Clearing Corporations and Settlement (EdxArchive) 0 个评论 关注

主页: https://www.edx.org/archive/marketplace-trade-process-clearing-new-york-institute-finance-bopc-2x

简介: Learn about the characteristics of the marketplace, how to process a trade, the role of clearing corporations, and get an overview of settlement, trade processing functions.