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所在平台: Udemy |
课程主页: https://www.udemy.com/course/writing-a-qualitative-suspicious-transaction-narrative/
课程评论：没有评论
课程名称：反洗钱合规：可疑交易报告（STRs/SARs） 课程概述：在寻找提升您的反洗钱叙述和报告写作技巧的方法吗？本课程将为您提供一份高质量的反洗钱叙述和报告写作指南，旨在打动那些最为严格的金融情报单位（FIUs）。课程内容进行了更新，包括字幕和说明的增加。额外资源：关于政治公众人物（PEPs）的沃尔夫斯堡反洗钱原则。课程中视频和配音也进行了重新制作，添加了新内容。 书写高质量的反洗钱叙述和报告不应成为难题。根据法律，所有报告实体都有义务向相关的金融情报单位（FIU）提交特定报告，称为可疑交易报告（STRs）或某些地区的可疑活动报告（SARs）。观察到，大多数金融和非金融机构在向FIU提交高质量的可疑交易报告时存在困难，主要是因为这些报告缺乏分析师或调查人员需要的关键信息。许多洗钱报告官（MLRO）缺乏必要的技能，或在遇到需要时感到困惑。该课程旨在解决这一问题。 学生将学习到以下内容： 1. 什么是可疑交易？ 2. 编写和提交高质量报告的重要性 3. 客户信息在报告之前，账户官员需要了解的事项 4. 账户官员应如何阐释可疑现象及其他相关内容 5. 如何避免提交不完整的STRs/SARs叙述 6. 案例研究和课堂练习 通过提交高质量的报告，金融机构能够帮助金融情报分析师或调查人员理解可疑情况等更多信息。该课程是“识别可疑交易”和“如何在反洗钱/反恐融资规定下报告可疑交易”三部分课程的结尾部分。
(UPDATED JANUARY 2024)Are you looking to take your AML narrative and report-writing skills to the next level? If so, we've got just the thing for you: a guide on how to craft high-quality AML narratives and reports that will impress even the most discerning Financial Intelligence Units (FIUs). Updated captionsUpdated general content, including the closed caption and subtitle.Bonus Resource: Wolfsberg AML Principle on Political Exposed Persons (PEPs)Videos and voicing are being redone with new contentWriting qualitative AML narratives and reports for FIUs should not be a nightmare. By legislation, all reporting entities are obligated to generate specific reports, known as Suspicious Transaction Reports (STRs) or Suspicious Activity Reports (SARs) in some jurisdictions, to the competent authority Financial Intelligence Units (FIU) for receiving these reports. It has been observed that most financial and non-financial Institutions struggle with sending quality Suspicious Transaction Reports (STRs) or Suspicious Activity Reports (SARs) to the FIUs mainly because these reports lack the salient information the analysts or investigators need to know. Most money laundering reporting officers (MLROs) are not skilled or are confused about how to proceed when needed. This is what this course seeks to address.Students will learn the following:1. What is a suspicious transaction?2. Importance of writing and sending qualitative reports3. What an account officer must know ahead of time about a client's information4. How an account officer should explain what a suspicion is and all others5. How not to send incomplete STRs/SARs narratives. 6. Case study and class exercise. By sending a qualitative report, the financial institution helps the financial intelligence analysts or investigators understand the suspicion, among other reasons.This is the concluding part of a three-part course, "Identifying Suspicious Transactions" and "How to Report Suspicious Transactions Under the AML/CFT Regime.".
