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所在平台: Udemy |
课程主页: https://www.udemy.com/course/updated-2025-sie-securities-essentials-mock-exam-like-real/
课程评论：没有评论
**课程名称：** SIE 证券行业基础模拟考试（更新至2025年，真实模拟） **课程概述：** 本课程是一门更新至2025年的SIE（证券行业基础）模拟考试课程，旨在帮助学员顺利通过证券行业入门资格考试。SIE考试是对金融服务行业多个职业所需资格考试的精简，取代了之前的系列考试，现在整合为一项初始考试。通过SIE考试是进入金融服务行业的敲门砖，它全面考察学员对证券行业的知识，确保新入行者具备必要的专业知识和能力。 SIE考试内容大纲包括四个主要部分： 1. **资本市场知识 (Knowledge of Capital Markets)：** 占考试的16%。 2. **产品及其风险理解 (Understanding Products and Their Risks)：** 占考试的44%，是考试的重要组成部分。 3. **交易、客户账户及禁止行为理解 (Understanding Trading, Customer Accounts and Prohibited Activities)：** 占考试的31%。 4. **监管框架概述 (Overview of Regulatory Framework)：** 占考试的9%。 **考试形式：** SIE考试共有85道题目。其中10道为随机预测试题，不计入最终成绩。考生需要在1小时45分钟内完成全部考试。 **课程目标：** 通过本模拟考试课程，学员可以全面了解SIE考试的知识范围和难度，熟悉考试形式，并通过大量的模拟练习，有效提升应试能力，为即将到来的真实考试做好充分准备。
UPDATED 2025 SIE SECURITIES ESSENTIALS MOCK EXAMThe qualification tests for several occupations in the financial services industry, formerly known as the Series exams, have been streamlined into one initial exam called the Securities Industry Essentials (SIE) Exam. Passing this exam qualifies you to pursue a career in the financial services industry.The Securities Industry Essentials (SIE) Exam is designed to assess your knowledge of the securities industry. It ensures that people entering the industry are qualified and knowledgeable for the work they are doing.5 It streamlines the previous initial qualification exams into a single test, supplemented by "top-off" qualification exams.Exam Content OutlineThe Securities Industry Essentials (SIE) Exam Content Outline provides a comprehensive guide to the range of topics covered on the exam, as well as the depth of knowledge required. The outline is comprised of the four sections. The table below lists the allocation of exam weight for each section.(1) Knowledge of Capital Markets 16%(2) Understanding Products and Their Risks 44%(3) Understanding Trading, Customer Accounts and Prohibited Activities 31%(4) Overview of Regulatory Framework 9%TOTAL 100%One important point to note is that there are 85 questions, 10 of which are randomly distributed pre-test questions. These do not count toward the exam score. Candidates have an hour and forty-five minutes to complete the entire exam.
