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所在平台: Udemy |
课程主页: https://www.udemy.com/course/the-securities-trade-lifecycle/
课程评论：没有评论
课程名称：《证券交易生命周期：前台、中台与后台》 课程概述：本课程深入探讨证券交易生命周期，包括资本市场交易（交易金融工具的买入或卖出）中的所有商业、操作和技术步骤，从接收“订单”开始，经过“执行”贸易，再到“结算”环节。您将向世界领先的证券运营专家Mike Simmons学习，了解投资和银行操作在结算证券时的具体运作。在本课程结束时，您将对从后台操作角度进行交易的详细步骤有一个扎实的理解。 课程内容包括： - 订单启动和交付（前台功能） - 风险管理和订单路由（中台功能） - 订单匹配和转换为交易（前台功能） - 确认和确认（后台功能） - 清算和结算（后台功能） Mike Simmons是一位在大型银行机构管理证券运营的大型金融行业从业者，拥有数十年的实践经验，精通证券和风险管理操作。他曾在全球多个国家进行超过500次培训课程，包括英国、美国、荷兰、德国、瑞士、阿联酋、日本、印度、澳大利亚、新加坡、香港和俄罗斯。此外，他还是三本备受认可的行业书籍的作者，如《证券操作：交易与头寸管理指南》，《企业行动：证券事件管理指南》，以及《抵押品管理：降低对手风险指南》。 本课程由Starweaver设计、制作和提供。Starweaver是全球公认的培训提供商之一，与多家领先的金融机构和科技公司合作，提供培训课程。 愉快学习！
The securities trade lifecycle involves all the business, operational and technological steps involved in a capital markets "trade" (buying or selling of a financial instrument), from the moment an "order" is received through the "execution" of the trade through its "settlement." In this course, you will learn everything you need to know from the World's leading securities operations expert, Mike Simmons. Mike takes you behind the scenes to understand precisely how investment and banking operations work in settling securities. At the end of the course, you will have a solid understanding of the detailed steps involved in a trade from the back office operations point of view. Some of the many things covered in this course include discussion of:Order initiation and delivery (Front office function)Risk management and order routing (middle office function)Order matching and conversion into trade (front office function)Affirmation and confirmation (back office function)Clearing and Settlement (back office function)Who is Mike? He has managed large-scale security operations for some of the major money center banks and had had decades of experience in exactly how securities and risk management operations work in practice. More about this course and StarweaverThis course is led by a seasoned financial industry practitioner and executive in operations executive with many years of hands-on, in-the-trenches capital markets work. Your instructor is the leading expert on this subject globally. He has conducted over 500 training courses in locations including the UK, US, Netherlands, Germany, Switzerland, UAE, Japan, India, Australia, Singapore, Hong Kong, and Russia. He is also the author of three well-regarded industry books:Securities Operations: A Guide to Trade and Position ManagementCorporate Actions: A Guide to Securities Event ManagementCollateral Management: A Guide to Mitigating Counterparty RiskAs a long-standing veteran of large financial institutions, Mike has over 20 years of experience training and developing teams of people who worked for him inside those organizations, as well as many others in buy-side and sell-side firms, central securities depositories (CSDs) and custodians, central banks, management consultancies and software and systems providersThe course has been designed, produced and delivered by Starweaver. Starweaver is one of the most highly regarded, well-established training providers in the World, providing training courses to many of the leading financial institutions and technology companies, including:Ahli United Bank; Mashreqbank; American Express; ANZ Bank; ATT; Banco Votorantim; Bank of America; Bank of America Global Markets; Bank of America Private Bank; Barclay Bank; BMO Financial Group; BMO Financial Services; BNP Paribas; Boeing; Cigna; Citibank; Cognizant; Commerzbank; Credit Lyonnais/Calyon; Electrosonic; Farm Credit Administration; Fifth Third Bank; GENPACT; GEP Software; GLG Group; Hartford; HCL; HCL; Helaba; HSBC; HSBC Corporate Bank; HSBC India; HSBC Private Bank; Legal & General; National Australia Bank; Nomura Securities; PNC Financial Services Group; Quintiles; RAK Bank; Regions Bank; Royal Bank of Canada; Royal Bank of Scotland; Santander Corporate Bank; Tata Consultancy Services; Union Bank; ValueMomentum; Wells Fargo; Wells Fargo India Solutions; Westpac Corporate Bank; Wipro; and, many others.Happy learning.
