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所在平台: Udemy |
课程主页: https://www.udemy.com/course/sarbanes-oxleylearn-about-sox-law-titles-sections-audits/
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课程名称：萨班斯-奥克斯法案：了解SOX法律、条款、章节和审计 概述：2002年通过的萨班斯-奥克斯法案（SOX）是响应21世纪初金融丑闻而制定的联邦法律。该法律为上市公司和会计师事务所设定了新的或扩展的要求，包括对财务报告的内部控制的新要求。本在线培训课程旨在全面理解SOX法律及其要求。 在课程中，您将学习SOX法律的主要条款、章节和规定，包括财务报告内部控制的要求、财务报表和其他财务报告的要求，以及审计报告的要求。此外，课程将涵盖CEO和CFO对财务报表的认证要求、内部控制的文档和测试要求、以及内部控制的文档、测试和监控。 课程还包括案例研究，展示SOX法律的实际应用，帮助您理解其他组织如何实施SOX及其面临的挑战与机遇。您还将学习各种类型的SOX审计、审计报告的要求及审计师的责任，并掌握SOX审计的最佳实践及准备工作。 该课程适合负责SOX合规的专业人员，包括财务高管、合规专业人员、内部审计师和外部审计师。完成课程后，您将对SOX法律及其要求有深入理解，并能够实施和维护有效的SOX合规程序。 课程分为六个部分： 第一部分：SOX概念介绍 - 什么是SOX合规 - SOX合规的重要性 - 谁需要遵守SOX - SOX合规的处罚 - SOX合规的好处 第二部分：萨班斯-奥克斯的关键术语 - 合规审计是什么 - PCAOB：公共公司会计监督委员会 - 独立审计师 - 内部控制和内部审计 - 服务组织 - SAS 70报告 第三部分：萨班斯-奥克斯法案条款 - 萨班斯-奥克斯的11个条款 - 第1和第2条 - 第3和第4条 - 第5和第6条 - 第7和第8条 - 第9、10和11条 第四部分：SOX要求 - 第302条 - 第401和403条 - 第404条 - 第409条 - 第802条 第五部分：建立IT合规性的框架 - COSO：支持组织委员会 - COBIT：信息与相关技术控制目标 第六部分：SOX审计及其框架 - 什么是SOX审计 - IT审计 - 未通过审计的后果 - 审计准备清单 此课程涵盖上述主题，语言简明易懂。若不满意，Udemy提供30天退款保证！
The Sarbanes-Oxley Act of 2002 (SOX) is a federal law that was passed in response to the financial scandals of the early 2000s. The law established new or expanded requirements for public companies and accounting firms, including new or expanded requirements for internal control over financial reporting. This online training course is designed to provide a comprehensive understanding of the SOX law and its requirements.Throughout the course, you will learn about the key titles, sections, and provisions of the SOX law, including the requirements for internal control over financial reporting, requirements for financial statements and other financial reporting, and requirements for the auditor's reports.You will also learn about the SOX law's requirements for the certification of financial statements by the CEO and CFO, and the requirements for the documentation and testing of internal controls.Additionally, the course will cover the SOX law's requirements for internal control over financial reporting, including the documentation, testing and monitoring of internal controls. You will also learn about the SOX law's requirements for financial statement and other financial reporting, including the requirements for the preparation and presentation of financial statements, and the requirements for the auditor's reports.The course includes case studies that demonstrate the real-world application of SOX law and its requirements. These case studies will provide you with practical examples of how other organizations have implemented SOX and how they have dealt with the challenges and opportunities that the law presents.The course also covers the SOX audits, where you will learn about the different types of SOX audits, the requirements for the auditor's reports and the responsibilities of the auditor. Additionally, you will learn about the best practices for SOX audits and how to prepare for a SOX audit.This course is designed for professionals who are responsible for SOX compliance, including financial executives, compliance professionals, internal auditors, and external auditors. By the end of the course, you will have a deep understanding of the SOX law and its requirements, and you will be able to implement and maintain an effective SOX compliance programThis course is organized in 5 sections:Section 1 gives an Introduction to the concept of SOX and you will learn below concepts:What is SOX ComplianceWhy is SOX Compliance ImportantWho needs to comply with SOX?Subject to SOX Compliance/PenaltiesBenefits of SOX complianceSection 2 describes the Key Terminologies for Sarbanes-Oxley, and and you will learn below concepts:What is Compliance auditPCAOB: Public Company Accounting Oversight BoardIndependent auditorInternal controls and Internal auditService organizationSAS 70 reportSection 3 discusses Sarbanes Oxley Act Titles and you will learn below concepts:The 11 Titles of Sarbanes-OxleyTitle 1 and 2Title 3 and 4Title 5 and 6Title 7 and 8Title 9, 10 and 11Section 4 discusses about the Requirements of SOX? and you will learn below concepts:Section 302Section 401 and 403Section 404Section 409Section 802Section 5 discusses about Frameworks for Establishing IT Compliance and you will learn below concepts:(COSO) Committee of Sponsoring Organizations(COBIT) Control Objectives for Information and Related TechnologySection 6 discusses about Frameworks for Establishing IT Compliance and you will learn below concepts:What is SOX AuditIT AuditConsequences of Failing an AuditAudit Preparation ChecklistThis course is for Information security managersIT and corporate security managersCorporate governance managersRisk and compliance managersInformation security consultantsInternal AuditorsExternal AuditorsAll the above topics will be covered in simple and easy to understand language. In case you are not satisfied, then Udemy provides 30 days money back guarantee!!!
