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所在平台: Udemy |
课程主页: https://www.udemy.com/course/pass-the-finra-series-6-exam/
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课程名称：通过FINRA系列6考试 课程概述：FINRA系列6考试，亦称为投资公司与变额合同产品代表资格考试，包含50道选择题，考试时间为90分钟，及格分数为70%或以上。通过此考试是成为持牌投资公司与变额合同产品代表的必要条件。考生需要由FINRA会员公司赞助并与之相关联后才能注册考试。通过此考试后，您将有资格推销、购买和销售如共同基金和变额年金等打包产品。通过反复练习是通过此考试的最佳方法。本课程提供的每套练习题将采用真实考试的格式、主题和计时设置。您将在每次练习测试后收到即时结果，并提供详细的答案解释，并可以多次尝试直到全部答对。同时，课程还会提供提高分数的最佳实用技巧，帮助提升考试效率、准确性和速度。 考试内容包括金融市场基础知识及变额合同产品的理解。考试格式如下： - 50道选择题，每道题有四个答案选项。 - 还有五道未标记且不计分的预试题，不影响最终得分。 - 考试总时间为90分钟，及格分数为最低70%。 考试分为四个部分： 1. 为经纪商寻找客户和潜在客户的业务。 2. 在获得并评估客户的财务情况和投资目标后开设账户。 3. 向客户提供投资信息，做出推荐，转移资产，并维护适当记录。 4. 获取和验证客户的购买和销售指令，处理、完成及确认交易。
The FINRA Series 6 exam is also called the Investment Company and Variable Contracts Products Representative Qualification Examination. The exam consists of 50 multiple-choice questions. To pass, you must score 70% or more. You will have 90 minutes to complete the exam.Passing the Series 6 exam is a requirement to become a licensed Investment Company and Variable Contracts Products Representative. You must be sponsored by and affiliated with a FINRA member firm before you can register for the exam.Passing this exam qualifies you to solicit, purchase, and sell packaged products such as mutual funds and variable annuity products. The best time-proven method of passing this exam is to practice, practice, and practice. Each set of practice questions will use the format, topics, and timing of the real exam. You will get immediate results after each practice test with a thorough explanation of the answers and a chance to take it again until you get all the answers right! You will also get best practices tips on how to maximize your score and improve your exam-taking efficiency, accuracy, and speed. The Series 6 exam covers financial market fundamentals and variable contract product understanding. The Series 6 exam format consists of:50 multiple-choice questions.Each question has four answer choices.There are also five additional unidentified and unscored pretest questions that do not contribute to your score.The time limit for the exam is 90 minutes.The passing score is a minimum of 70%.The exam is divided into four sections:Seeks Business for the Broker-Dealer from Customers and Potential Customers. Opens Accounts After Obtaining and Evaluating Customers' Financial Profiles and Investment Objectives. Provides Customers with Information About Investments, Makes Recommendations, Transfers Assets, and Maintains Appropriate Records. Obtains and Verifies Customers' Purchase and Sales Instructions; Processes, Completes, and Confirms Transactions.
