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所在平台: Udemy |
课程主页: https://www.udemy.com/course/operational-risk-management-orm-and-financial-crises/
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课程名称：操作风险管理（ORM）与金融危机 课程概述： 操作风险管理是全球金融机构和企业的重要组成部分。通过了解和缓解这些风险，组织可以避免重大财务损失，并确保可持续运营。该课程“操作风险管理（ORM）与金融危机”涵盖了关键主题，帮助学生获取有效管理操作风险和应对金融危机所需的知识和技能。 第一部分：操作风险管理 该部分介绍了操作风险管理的基础概念。学生将学习涉及的过程和框架，包括风险控制自我评估（RCSA）和情景分析。探索基础指标法、标准化方法和高级管理方法等多种策略，理解操作风险损失的类型，并通过自我评估测试来帮助学生制定全面的风险管理战略。 第二部分：全球经济危机 - 流动性管理 学生将探讨历史和当代经济危机，从1929年的大萧条到2008年的金融危机，分析这些危机的原因、影响及应对措施，重点强调流动性管理。主要主题包括证券化过程、信用违约互换以及金融危机期间采取的救助措施。学生还将学习流动性风险评估、管理原则、压力测试框架以及关键比率，如流动性覆盖率（LCR）和净稳定资金比例（NSFR）。 第三部分：公司治理 本部分探讨公司治理的原则和实践。课程内容涵盖基础知识、各种治理体系及具体法规，如萨班斯-奥克斯利法案（SOX）和多德-弗兰克法案。学生将研究显著的公司治理失败案例及巴塞尔银行监管委员会（BCBS）提出的原则，同时讨论英国公司治理准则等治理规范，以全面理解如何通过有效治理防止财务管理失误并增强组织诚信。 第四部分：融资 - 首次公开募股（IPOs）和后续公开募股（FPOs） 本部分专注于通过首次公开募股和后续公开募股进行融资。学生将了解涉及IPO和FPO的估值技术、假设及财务报表，详细讨论损益、折旧、摊销、贷款利息及营运资金等主题。课程还涉及折现现金流（DCF）估值方法、EBITDA和市盈率估值方法以及风险投资方法。理解这些概念对于评估通过公开募股筹集资金的财务可行性至关重要。 第五部分：多德-弗兰克法案教程 本部分深入分析多德-弗兰克法案，这是一项重要的金融立法。学生将学习沃尔克规则、互换类型、衍生品监管和证券化过程。课程涵盖第七章要求、信用评级机构、资本与杠杆及救助措施，讨论该法案对私募股权、对冲基金、高管薪酬及整体公司治理的影响，帮助学生深入理解这一关键监管框架。 第六部分：内部交易教程 在最后一部分，学生将学习内部交易，包括各种类型和示例，如上下游商品销售、与关联公司销售、合资企业及可折旧资产销售。此部分解决了这些交易对组织所带来的挑战和复杂性，将帮助学生更好地处理内部财务运作并保持准确的财务记录。 结论： “操作风险管理（ORM）与金融危机”课程提供了全面的教育，帮助学生管理操作风险，理解金融危机，并遵循公司治理和监管框架。课程结束时，学生将具备有效管理财务风险的技能，为组织的稳定与成功做出贡献。 立即报名，提升操作风险管理和金融危机应对的专业知识，推动您在金融和风险管理领域的职业发展。
IntroductionOperational risk management is a critical aspect of financial institutions and businesses worldwide. Understanding and mitigating these risks can protect organizations from significant financial losses and ensure sustainable operations. This course, "Operational Risk Management (ORM) and Financial Crises," covers essential topics to equip students with the knowledge and skills needed to manage operational risks effectively and navigate financial crises.Section 1: Operational Risk ManagementThis section introduces students to the foundational concepts of operational risk management. Students will learn about the processes and frameworks involved, including Risk Control Self-Assessment (RCSA) and scenario analysis. The section also explores various approaches such as the Basic Indicator Approach, Standardized Approach, and Advanced Management Approach. Understanding the types of operational risk losses and engaging in self-evaluation testing will help students develop a comprehensive risk management strategy.Section 2: Global Economic Crisis - Liquidity ManagementStudents will delve into historical and contemporary economic crises, starting with the Great Depression of 1929 and the Financial Crisis of 2008. This section covers the causes, effects, and responses to these crises, emphasizing liquidity management. Key topics include securitization processes, credit default swaps, and the rescue measures undertaken during financial crises. Students will also learn about liquidity risk assessment, management principles, stress testing frameworks, and important ratios like the Liquidity Coverage Ratio (LCR) and Net Stable Funding Ratio (NSFR).Section 3: Corporate GovernanceIn this section, students will explore the principles and practices of corporate governance. The curriculum covers the fundamentals, various types of governance systems, and specific regulations such as the Sarbanes-Oxley Act (SOX) and the Dodd-Frank Act. Students will examine notable corporate governance failures and the principles set by the Basel Committee on Banking Supervision (BCBS). The influence of governance codes like the UK Corporate Governance Code is also discussed, providing a comprehensive understanding of how effective governance can prevent financial mismanagement and enhance organizational integrity.Section 4: Fund Raising IPOs and FPOsThis section is dedicated to fund raising through Initial Public Offerings (IPOs) and Follow-on Public Offerings (FPOs). Students will learn about the valuation techniques, assumptions, and financial statements involved in IPOs and FPOs. Topics such as profit and loss, depreciation, amortization, interest on loans, and working capital are covered in detail. The section also addresses the Discounted Cash Flow (DCF) valuation method, EBITDA, and PE valuation methods, as well as venture capital approaches. Understanding these concepts is crucial for evaluating the financial viability of raising capital through public offerings.Section 5: Dodd-Frank Act TutorialsThis section provides an in-depth analysis of the Dodd-Frank Act, a significant piece of financial legislation. Students will study the Volcker Rule, types of swaps, derivatives regulation, and the securitization process. The curriculum covers Title VII requirements, credit rating agencies, capital and leverage, and bailout measures. The impact of the Dodd-Frank Act on private equity (PE) and hedge funds, executive compensation, and overall corporate governance is also discussed, providing a thorough understanding of this critical regulatory framework.Section 6: Inter-Company Transaction TutorialsIn the final section, students will learn about inter-company transactions, including various types and examples such as downstream and upstream sales of goods, sales with associates, joint ventures, and depreciable asset sales. The section addresses the challenges and complexities these transactions present to organizations. By understanding these transactions, students will be better equipped to handle internal financial operations and maintain accurate financial records.Conclusion"Operational Risk Management (ORM) and Financial Crises" provides a comprehensive education on managing operational risks, understanding financial crises, and adhering to corporate governance and regulatory frameworks. By the end of the course, students will have developed the skills necessary to effectively manage financial risks and contribute to the stability and success of their organizations.Enroll today to gain expertise in operational risk management and financial crisis response, and advance your career in finance and risk management.
