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课程主页: https://www.udemy.com/course/nism-series-ix-merchant-banking-exam-prep-mock-test-model-questions/
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此课程是NISM IX（印度证券市场协会）商誉银行考试的备考模拟测试。课程提供1500道题库，包含正确答案和详细解释，旨在帮助考生充分准备NISM IX商誉银行认证考试。 **主要特点：** * **全面覆盖:** 严格按照NISM规定的考试目标和学习成果进行设计，确保考生对所有考点有深入了解。 * **详细解释:** 每道题目都配有准确答案和深入的解释，帮助考生理解概念并加深记忆。 * **按章节划分:** 题目按章节编号，方便考生根据章节快速回忆相关概念，并识别和巩固薄弱环节。 * **强化弱项:** 模拟测试结束后，会分析题目来源的知识领域，帮助考生找出薄弱环节并进行有针对性的复习。 * **提升信心:** 通过练习，考生将熟悉商誉银行运营相关的法律框架、操作机制和技术应用，从而提升考试信心。 **课程内容涵盖以下知识领域：** 1. **资本市场介绍:** 印度证券市场的参与者、产品、监管机构，投资银行在私募股权中的作用，以及资本市场结构。 2. **商誉银行介绍:** 商誉银行的概念和演变，涵盖了多项关键法规，如股票退市条例、内幕交易禁止条例、SCRR、股票回购条例、SEBI法案、LODR条例、MB条例、ICDR条例、SAST条例等，以及相关的支持性法规（如AIF、CAPSM、公司法、竞争法、存款人法、FEMA、FPI、投资顾问条例、PMLA、研究分析师条例、银行到发行条例、中介机构条例、SBEBSE条例、ILNCS条例、InvIT条例、REIT条例、RTA条例等），还包括国际商誉银行场景。 3. **商誉银行在印度的注册、行为准则和一般义务:** 包括如何成为商誉银行家、其行为准则、资格标准、一般义务和责任、投资者申诉处理（SCORE）、注册、续期费用和有效期。 4. **发行管理 - 重要术语:** 与发行相关的各种术语。 5. **发行管理 - 流程和包销:** 包括认购、退款和利息支付、草拟招股说明书和公开披露、尽职调查和招股说明书准备、招股说明书申报、首次公开募股（IPO）、发行条件和程序、发行管理、证券交易所上市批准、证券交易所的义务、发行开户、上市和后续职能、报告和合规、招股说明书准备、发行定价和包销。 6. **发行管理 - 商誉银行的一般义务和尽职调查:** 涉及集团公司和诉讼披露、一般信息文件（GID）、商誉银行的一般义务、发起人和发起人集团的识别、印度存托凭证、特定证券的锁定、定价、认购限制、合格机构配售、IPO中的保留额、以及配股。 7. **其他商誉银行业务 - 合并、收购和接管:** 包括合并、收购和接管的概述，以及商誉银行在其中的作用，并重点提及SEBI SAST条例2011。 8. **其他商誉银行业务 - 撤资、股票回购:** 包括撤资、债务证券发行和上市下商誉银行的义务、股票回购下商誉银行的义务、股票退市下商誉银行的作用、债务证券发行和上市下商誉银行的作用、股票激励员工福利和需要给予异议股东退出机会的案例中商誉银行的作用、SMER（中小企业上市）下商誉银行的作用、以及股票回购下商誉银行的作用。 此模拟测试是基于NISM Workbook Version: May 2023开发的。此外，该内容也是其印刷书籍《NISM Series IX: Merchant Banking Exam Preparation Guide with 2200+ Question Bank》的一部分。 **注意：** 课程会不定期提供折扣优惠，建议访问作者网站查看。
NISM-Series-IX: Merchant Banking Exam Preparation Mock Test with 1500 Question Bank Correct Answer & Detail ExplanationsABOUT THIS MOCK TEST:Supercharge Your Preparation for the NISM-Series-IX: Merchant Banking Exam! Are you ready to ace your NISM-Series-IX: Merchant Banking Certification Examination with flying colors? Look no further! Our meticulously crafted Online Mock Test is here to empower your journey towards success.Comprehensive Coverage: Our mock test rigorously covers all the Test Objectives & Learning Outcomes outlined by NISM, ensuring you're fully equipped for the exam.Detailed Explanations: Each question in our mock test is accompanied by correct answers and detailed explanations. Understand the concepts thoroughly and enhance retention through comprehensive explanations.Chapter-Based Questions: Easily recall relevant concepts with questions categorized by chapter numbers. Instantly identify and reinforce your understanding of key areas related to each chapter.Strengthen Weak Areas: At the end of each mock test, we provide insights into the Knowledge areas from which the questions were derived. Identify weak areas and focus your efforts on strengthening them for optimal performance.Unlock Your Potential: Empower yourself with the knowledge and confidence needed to excel in the Merchant Banking. Our mock test is your pathway to success!Boost Your Confidence: Practice with confidence knowing you're familiar with the legal framework, operational mechanisms, and technology implementations relevant to the Merchant Banking Operations landscape.Don't let this opportunity slip away. Invest in your future success now and embark on your journey towards becoming a certified Merchant Banking professional. Unlock your potential with our Online Mock Test!Special Note: Time to time we keep running various discount offer for our online mock test. Please visit Author's Website to check if any special discount code or fixed price discount code for this month.GurukulOnRoad - Empowering Aspirants, Transforming Futures.NOTE: This Mock Test is part of our printed book with 2200+ Question Bank along with additional learning resources, available on all leading eCom platforms. Visit Author's website for more information.BOOK NAME: NISM-Series-IX: Merchant Banking Exam Preparation Guide with 2200+ Question Bank.KNOWLEDGE AREA, TEST OBJECTIVES & LEARNING OUTCOMES COVERED IN THIS MOCK TESTNISM Workbook Version: May 2023 used as reference to develop this Mock Test1. Introduction to Capital MarketParticipants in Indian Securities MarketProducts in Indian Securities MarketRegulators in Indian Securities MarketRole of Investment Banker in Private EquityStructure of the capital market2. Introduction to the Merchant BankingConcept and evolution of merchant bankingCore Regulation Delisting of Equity Shares Regulations, 2021Core Regulation Prohibition of Insider Trading Regulations, 2015Core Regulation SCRR, 1957Core Regulation SEBI (Buy-Back of Securities) Regulations, 2018Core Regulation SEBI Act, 1992Core Regulation SEBI LODR Regulations 2015Core Regulation SEBI MB Regulation 1992 & SEBI ICDR Regulation 2018Core Regulation SEBI SAST Regulations, 2011Merchant Banking in the International ScenarioSupport Regulation AIF Regulations, 2012Support Regulation CAPSM Regulations, 2007Support Regulation Companies Act, 2013Support Regulation Competition Act, 2002Support Regulation Depositories Act, 1996 & SEBI DP Regulations, 2018Support Regulation FEMA 1999Support Regulation Foreign Portfolio Investors Regulations, 2019Support Regulation Investment Adviser Regulations, 2013Support Regulation PMLA 2002Support Regulation Research Analyst Regulations, 2014Support Regulation SEBI (Bankers to an Issue) Regulations, 1994Support Regulation SEBI (Intermediaries) Regulations, 2008 & SBEBSE Regulations, 2021Support Regulation SEBI ILNCS Regulations, 2021Support Regulation SEBI InvIT Regulations, 2014Support Regulation SEBI REIT Regulations, 2014Support Regulation SEBI RTA Regulations, 19933. Registration, Code of Conduct & General Obligations of Merchant Bankers in IndiaBecoming a merchant bankerCode of Conduct for Merchant BankersEligibility Criteria of MBGeneral obligations and Responsibilities of MBRedressal of Investor Grievances and SCORESRegistration, Renewal Fees & Validity of MB4. Issue Management - Important TermsVarious terms related to Offering5. Issue Management - Process and UnderwritingAllotment, Refund and Payment of InterestDraft Offer Document and offer document to be made publicDue Diligence and Preparation of Offer DocumentFiling of Offer DocumentFURTHER PUBLIC OFFERIPOIssuance Conditions and ProceduresIssue ManagementListing Approvals from Stock ExchangeObligation of stock exchange(s) relating to in-principle approval as underObligations Relating to IssuesOpening, Closing and Listing of an issuePost Issue Functions, Reporting and CompliancePreparation of Offer DocumentPricing of IssueUnderwriting6. Issue Management - General Obligations of Merchant Bankers and Due DiligenceDisclosures relating to Group Companies & LitigationsGeneral Information Document (GID)General Obligations of MBIdentification of Promoters and Promoters GroupIndian Depository ReceiptsLock-in of Specified SecuritiesPricingPricing and Restrictions on AllotmentQualified Institutional PlacementReservation in IPO'sRights issue7. Other Merchant Banking Activities - Mergers, Acquisitions & TakeoversMergers, Acquisitions & TakeoversRole of MB in Mergers, Acquisitions & TakeoversSEBI SAST Regulation 20118. Other Merchant Banking Activities - Disinvestment, Buyback of Equity SharesDisinvestmentObligation of MB under Issue and Listing of Debt SecuritiesObligations of Merchant Banker in Buy back of Equity SharesRol of MB in in Delisting of SharesRol of MB in in Issue and Listing of Debt SecuritiesRole of MB in Share Based Employee Benefits & cases where exit opportunity is required to be given to dissenting hareholdersRole of MB in SMERole of Merchant Banker in Buy back of Equity Shares
