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课程名称：NISM II B RTA 公募基金考试准备在线模拟测试 课程概述： 此课程旨在帮助学员通过1200道题目的题库，准备NISM系列II-B考试，即注册代理与股份转让代理-公募基金考试的模拟测试。该模拟测试将评估您对NISM系列II-B考试涵盖的所有测试目标和学习成果的理解。此模拟测试是我们印刷版考试准备指南的一部分，书中包含超过1700道题目及额外学习资源，其中包括5次掌握评估测试。 书籍名称：NISM系列II A 注册代理与股份转让代理 - 公募基金考试准备指南，包含1700多道题目。您可以在主要的电子商务平台上找到此印刷书籍和电子书，如果直接从出版商处购买，还可享受免费送货服务（获取详细信息请访问作者网站GurukulOnRoad）。 测试目标、学习成果及涵盖的知识领域包括： - 证券入门 - 股票与债务的概念 - 债务资本的特征及对投资者的优势 - 股票资本的特征及对投资者的优势 - 混合结构 - 股权相关术语及投资者权益 - 债务证券特征及分类 - 信用评级及市场价值与收益率 - 共同基金的基本概念与优势 - 共同基金产品的结构与分类 - 投资者教育与保护 - SEBI的角色与法规 - 注册代理与股份转让代理的基础知识与规章 - 共同基金的运营概念及投资流程 - 投资者信息及文件要求 - 银行业务与金融交易的处理 - 投资者投诉处理与其他增值服务 该课程不仅涵盖了理论知识，还将帮助您了解公募基金的实际操作，确保您为考试做好充分准备。
NISM-Series-II-B: Registrars to an Issue and Share Transfer Agents -Mutual Funds Exam Prep Online Mock Test with 1200 Question BankABOUT THIS TEST SERIESThis NISM Exam Prep mock test aims to test your conceptual understanding of all test objectives & learning outcomes outlined by NISM-Series-II-B: Registrars to an Issue and Share Transfer Agents -Mutual Funds Exam. This Mock Test is part of our Printed Exam Prep Guide Book (With 1700+ Question Bank along with additional learning resources 5 Mastery Assessment Test)BOOK NAME: NISM Series II A Registrars to an Issue and Share Transfer Agents - Mutual Funds Exam Preparation Guide with 1700+ Question BankThe printed book & eBook also available on all major eCom platforms, however if you get it directly from publisher it available with FREE SHIPPING Offer. (Visit Author's Website GurukulOnRoad for more information)NISM TEST OBJECTIVES, LEARNING OUTCOMES, & KNOWLEDGE AREA COVERED ON THIS MOCK TESTIntroduction to SecuritiesConcept of Equity and DebtFeatures of Debt Capital and Benefits to Debt InvestorsFeatures of Equity Capital and Benefits to Equity InvestorsHybrid StructuresCharacteristics of Equity SharesCorporate ActionsEquity TerminologyInvestors in equity sharesPreference SharesRights Issue of Shares & Preferential IssueRights of a ShareholderRisks in Equity InvestingCharacteristics of Debt SecuritiesClassification of Debt MarketCredit RatingFeatures of a Debt SecurityMarket Value & Yield from Debt InstrumentsTypes of Debt SecuritiesUnrated Bonds & Money Market InstrumentsCharacteristics of Other SecuritiesConvertible DebenturesDepository ReceiptsExchange Traded Funds and Index FundsForeign Currency Convertible BondsInvestment TrustsWarrantsSEBI - Role and RegulationsInvestor Education and Protection Fund (IEPF)SEBI Act, 1992 and Role of SEBISEBI Regulations specifically aimed at Investor ProtectionBasics of Registrars and Transfer AgentsFIP to AA & & Industry OverviewImportance and Need for RTAISC & OPAQualified Registrar and Transfer Agents (QRTAs)Role of Registrar and Transfer Agents (RTAs)RTA and Depository InterfaceRegistrar and Transfer Agents RegulationsCode of Conduct for RTAsCyber Security and Cyber Resilience Framework for QRTAsEnhanced Monitoring Guidelines for QRTAsGuidelines under SEBI (LODR) Regulations 2015SEBI RTA Regulations 1993Systems Audit FrameworkUltimate Beneficial Owner & RTA inter-operable PlatformBasics of Mutual FundsAdvantages of Mutual FundsCollective Investment Vehicle with proportionate ownershipNet AssetsOpen Ended and Close Ended Mutual FundsTotal Expense RatioMutual Fund Structure and ConstituentsConstituents and Service ProvidersRegistrar and Transfer AgentsRegulation of Mutual FundsStructure of a Mutual FundMutual Fund ProductsFeatures of Mutual Fund ProductsProduct Creation ProcessProduct DifferentiationProduct LabellingStrategy-based ClassificationTypes of Mutual Fund PlansTypes of Mutual FundsOperational Concepts of Mutual FundsApplicable NAV, Time Stamping and Risk ControlComputation of Net Asset Value (NAV)Cut Off TimeInvesting in Mutual Funds through Stock ExchangesNew Fund Offer (NFO)Reporting Requirements to CBDTRole of RTA in Tax ComputationSegregated PortfoliosInvestors in Mutual FundsFATCA and CRS Compliance & Investor CharterIndividual InvestorsInstitutional InvestorsInvestor Information and DocumentationsKnow Your Customer (KYC) NormsPower of Attorney & NominationBanking Operations in Mutual FundsBank Accounts maintained by Mutual FundsElectronic Clearing MechanismsPayment MechanismRole of RTAs in Banking OperationsThird Party Verification (TPV) and Payment to Valid AccountFinancial TransactionsAccount Statements for InvestmentsApplication Form Vs Transaction SlipPurchase TransactionsRedemptionsRole of RTA in Commission PaymentSwitchSystematic TransactionsTurn-around-times for various Financial Transactions with Mutual FundsNon-Financial TransactionsChange in Corporate Name or StatusChange in OptionChange in/ Updation of Other DetailsChange of AddressChange of Bank DetailsChanges in Investor DetailsInvestor Grievance RedressalMinor becoming Major & Registration of POAPledge and Lien MarkingRegistration of NomineeTimelines pertaining to various services provided by RTAsTransmission of UnitsValue Added services by RTAs
