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课程名称:模拟测试 - NISM XIX-A: 替代投资基金I和II 课程概述: NISM系列-XIX-A: 替代投资基金(类别I和II)分销商认证考试准备,通过我们全面的模拟测试解锁成功的关键。本课程为学习者提供深入的知识和实用的见解,帮助他们全面了解替代投资领域。此测试系列包括6个模拟测试,包含700多个问题库: A. 第一测试:按章节练习测试(200+问题库,涵盖各章节学习要点) B. 5个模拟测试(按学习结果和测试目标分类)500+问题库 该模拟测试是我们印刷书籍的一部分,书籍包含1400多个问题库 - NISM系列-XIX-A: 替代投资基金(类别I和II)分销商认证考试准备指南,读者可通过亚马逊、Flipkart等主要电商平台获取印刷版书籍。 章节学习要点及知识覆盖内容: 1. 替代投资概述 - 起源与增长 - ‘阿尔法’与‘贝塔’的区分 - 替代投资的角色 2. 印度的替代投资基金 - AIFs的种类 - 印度AIFs的演变和增长 - AIFs的类型 3. AIF行业概念 - 分配/瀑布效应 - 费用与开支 - 私人资本生态系统 - 私募备忘录(PPM) 4. AIF监管框架 - 行为准则 - 外国投资于AIFs - 特殊情况基金的特殊许可 - SEBI(AIF)法规第2012条的各项条款 5. AIF结构设计 - AIF Constitution的构成 - 比较分析 - 聚集原则 - AIF结构模板 6. 风险与回报 - 基金与投资者的视角 - 基金级别的风险 - 风险与回报 - 基金级别和投资者级别的风险因素 7. 投资过程与基金治理 - 确定性协议 - 基金治理结构 - 投资者顾问委员会 - 投资者投诉与争端解决 - 重要的投资者保护权利概述 - 基金级别和投资者级别的风险因素 8. 基金尽职调查 - 投资者视角 - 基金尽职调查的广泛方面 - 基金基准测试 - 基金选择标准 - 投资者视角 - 分销商的销售战略制定 - AIF尽职调查的范围与独特性 9. 法律文件与谈判 - 投资者视角 - 私人配售备忘录 - 相关法律文件的重要性 10. 基金监控、报告与退出 - PPM中的重大变化所导致的退出选项 - 基金报告 - 监控替代投资基金 - 向SEBI提交报告 - AIF的清算 11. 估值 - 固定收益工具的估值基础 - 基金估值的通用方法 - 估值师角色与估值的局限性 - AIF投资组合投资的估值 12. 税收 - 印度特有 - 一般反避税规则(GAAR) - 印度居民的税收 - 相关AIF税务方面 13. 优良实践 - 客户保密性 - 一般反避税规则(GAAR) - 禁止利益冲突 考试目标: 通过考试后,考生应掌握替代资产类别的基本知识以及印度替代投资基金(类别I和II)市场的运作。同时深入了解AIF行业的普遍概念、结构、风险-回报关系、投资过程、治理、监控与退出策略,基金尽职调查、法律文件和谈判技巧的重要性,估值过程及AIF税务方面。了解印度AIF(类别I和II)运营的监管环境。
NISM-Series-XIX-A: Alternative Investment Funds (Category I and II) Distributors Certification Exam PreparationUnlock the key to success in the NISM-Series-XIX-A: Alternative Investment Funds (Category I and II) Distributors Certification Exam with our comprehensive mock test. This meticulously crafted resource is designed to equip learners with in-depth knowledge and practical insights across various chapters, ensuring a thorough understanding of the alternative investment landscape. Within the test series of 6 Mock test, learners will find comprehensive 700+ question bank, asA. First Test Chapter Wise Practice Test (200+ Question Bank Covering each Learning out from each chapters)B. 5 Mock Tests (Learning Outcome & Test Objective Wise) 500+ Question BankThis Mock Test is part of our Printed Book with 1400+ Question Bank- NISM-Series-XIX-A: Alternative Investment Funds (Category I and II) Distributors Certification Exam Preparation Guide with 1400+ Question Bank. If you like to avail the printed Book, can get it from all major ecom platform like Amazon/Flipkart etc. Chapter Wise Learning Outcome & Knowledge Area Covered on this Test 1. Overview Of Alternative InvestmentsAntecedents and GrowthDistinguishing ‘Alpha' and ‘Beta'IntroductionRole of Alternative Investments2. Alternative Investment Funds In IndiaCategories of AIFsEvolution and Growth of AIFs in IndiaTypes of AIFs3. Concepts In The AIF IndustryDistributions / WaterfallFees & ExpensesPrivate Capital EcosystemPrivate Placement Memorandum (PPM)4. AIF Regulatory FrameworkCode of ConductForeign Investments in AIFsSpecial Dispensation for Special Situation FundsVarious provisions of SEBI (AIF) Regulations, 20125. Alternative Investment Fund StructuringAnatomy of AIF ConstitutionComparative AnalysisPrinciple of PoolingTemplates for AIF Structuring6. Risk And Return - Fund And Investor PerspectiveFund Level RisksRisk & ReturnRisk Factors at Fund Level and Investor Level7. Investment Process And Governance Of FundsDefinitive AgreementsFund Governance StructureInvestor Advisory CommitteeInvestor Grievances and Dispute ResolutionOverview of Important Investor Protection RightsRisk Factors at Fund Level and Investor Level8. Fund Due Diligence - Investor PerspectiveBroad Aspects of Fund Due DiligenceFund BenchmarkingFund Selection CriteriaInvestor PerspectiveSales Strategy Formulation by DistributorScope and Uniqueness of AIF Due Diligence9. Legal Documentation And Negotiation - Investor PerspectivePrivate Placement MemorandumVarious legal documentations in the context of AIFs and their importance10. Fund Monitoring, Reporting And ExitExit Options due to Material Changes in PPMFund ReportingMonitoring Alternative Investment FundSubmission of reports to SEBIWinding Up of an AIF11. ValuationBasics of valuation of fixed income instrumentsGeneral Approach to Fund ValuationRole of Valuers and Limitations of ValuationValuation of AIF Portfolio Investments12. Taxation - India SpecificGeneral Anti-Avoidance Rules (GAAR)Taxation for residents in IndiaVarious aspects related to AIF taxationWithholding of tax by an AIF13. Good PracticesClient ConfidentialityGeneral Anti-Avoidance Rules (GAAR)Prohibit Conflict of InterestExamination ObjectivesOn successful completion of the examination the candidate should:Know the basics of alternative asset class and the Alternative Investment Funds (Category I and II) markets in India.Understand the following in detail:o General concepts prevalent in the AIF industry.o Structure, risk-return relationship, investment process, governance aspects, monitoring and exit strategies of AIFs.o Importance of fund due diligence, legal documentations and negotiation skills along with the assessment of risk & return by the investors.o Valuation process and methodologies followed by the AIFs for its investee companies.o Various taxation aspects for the fund and its investors.o Role and conduct of distributors in servicing the investors.Know the regulatory environment in which the AIFs (Category I and II) operate in India.