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所在平台: Udemy |
课程主页: https://www.udemy.com/course/introduction-to-regulatory-compliance/
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课程名称：合规监管导论 课程概述： 欢迎参加“合规监管导论”课程。本课程旨在回答一些关于合规的重要问题，如您是否是公司/商业所有者、合规专业人士，或希望在合规领域寻找职业发展。您是否了解合规对公司和机构的重要性？您想掌握在不同法律管辖区实施的关键法律、法规和标准吗？课程将帮助您了解合规专业人士的工作、管理层对他们的期望、董事会、管理层、员工及合规团队如何协作确保合规性及管理合规风险等内容。 课程主题： 本课程包含多个主题，包括但不限于： 1. 理解合规及其努力 2. 全球不同监管机构 3. 受监管实体的概念 4. 不同的受监管行业 5. 合规文化及相关风险 6. 组织面临的常见合规风险 7. 合规治理结构及三道防线模型 8. 监管科技及其应用示例 9. 合规管理委员会及其角色 10. 合规职能和内部审计在合规中的作用 11. 各种法律、法规及标准（如美国和欧洲的反洗钱法、数据保护法等） 12. 合规专业人士必须了解的关键合规领域 13. 案例研究及赋予实践应用的技能 课程收益： - 知识测验以测试您对合规的理解 - 可下载的学习材料 - 终身访问课程内容 - 完成课程后可获得证书 - 未来课程更新将免费提供 适合人群： 该课程适合企业家、合规专业人士、风险管理专业人士、数据保护和网络安全专业人员、内部审计人员等，以及任何希望了解和学习合规的人士。 通过本课程，您将获得合规的基本知识及更深入的理解，为未来的职业生涯打下良好基础。
HelloWelcome to the 'Introduction to Regulatory Compliance' Course.Some Important Questions Before Discussing Course Topics;Are you a Company/Business Owner, a Compliance Professional, OR are you looking for a Career in the Regulatory Compliance domain, and you want to learn Regulatory Compliance? Do you know or want to know how important is 'Regulatory Compliance' for companies, organizations, institutions and businesses? Do you want to gain knowledge of key or important Laws, Regulations, and Standards that are implemented in different jurisdictions/countries?Do you know or want to know how Compliance Professionals work, and What are the expectations of management/board from them? Do you know or want to know how the Board of Directors, Management, Employees, and Compliance Teams work together, to ensure Regulatory Compliance and manage Compliance Risks? Do you know how 'Risks and Controls Matrix' is practically developed by Regulatory Compliance Professionals?This course is designed in such as way that you will not only gain fundamental knowledge of Compliance and Its dimensions but also gain deeper knowledge of various Regulations and Standards applicable in different jurisdictions/countries. You will be able to know the answers to the above questions, after attempting this course.COURSE TOPICSIn this course, you will learn the following topics; 1. Understanding Compliance, and Compliance Efforts, 2. Different 'Regulators' Operating in the World, 3. Concept of Regulated Entities, 4. Different Regulated Sectors, 5. Regulatory Compliance, Compliance Culture, Types of Compliance Culture, Compliance Risks, 6. Common Regulatory Compliance Risks Faced by Institutions 7. Regulatory Risks and Outcomes, 8. Regulatory Compliance Governance Structure, and Three Lines of Defense Model, 9. Regulatory Technology (Red-Tech), Its Uses, and Examples. 10. Compliance Management Committee and Its Roles 11. Roles of Compliance Function, 12. Roles of Internal Audit in Regulatory Compliance, 13. Famous Laws, Acts, Standards, and Regulations applicable in various jurisdictions like the United States, Europe, Canada, Australia, China, Singapore, Philippines. etc; 13.1. United States and Europe's Anti-Money Laundering AML Laws and Regulations; - AML, KYC, - BSA AML, - Europe EU AMLD, 13.2 Crypto Regulations and Frameworks - Overview of Europe EU's Markets in Cryptoassets MiCA, - Overview of the United States Crypto Regulatory Environment -Overview of Asian Countries Crypto Regulatory Environment 13.3. Artificial Intelligence AI Laws and Regulations - Artificial Intelligence (AI) Regulatory Requirements, 13.4. Data Protection and Privacy Laws, Acts and Regulations - The United States California Consumer Privacy Act (CCPA), - China's Personal Information Protection Law (PIPL), - Canada's Personal Information Protection and Electronic Document Act (PIPEDA), - Australia's The Privacy Act, - Singapore's Personal Data Protection Act (PDPA), - Philippines Data Privacy Act (DPA).The above laws, Regulations, Standards, and Frameworks are applicable to different organizations operating in different sectors like Financial Institutions, Manufacturing, Services, Health, E-Commerce, and Safety Sectors, etc14. Key Compliance Areas that Compliance Professionals must know, such as; - Cybersecurity Compliance, - Data Protection Compliance, - Levels of Risks and, Transparency for Artificial Intelligence AI Service Providers such as ChatGPT, in Europe, - Anti Financial Crime Compliance, including AML Compliance - Health and Safety Compliance, - ESG Compliance, - Consumer Privacy Compliance, - Artificial Intelligence AI Compliance, and - Labor Law Compliance.15. Bonus Lecture - Interview Questions and Answers for the Job of Compliance Officer / Compliance Manager16. Bonus Lecture - Job Description of Regulatory Compliance Officer 17. Case Studies to understand the application of Regulatory Requirements18. Multiple Choice Questions MCQs19. Assignment - Attempting the assignment will help you practically know, 'how a 'Compliance Risks and Mitigation Controls Matrix' is developed in institutions/organizations.BENEFITS OF THIS COURSE;- QUIZ is also part of this course to test your knowledge about regulatory compliance.- Downloadable Study Material files are also added, for you. - Lifetime access to the course- Certificate of completion of the course for your jobs and CVs enhancement- Additions/updations to this course in the future, will be freeWHO SHOULD ATTEND THIS COURSE;Entrepreneurs, Business Owners, and Leadership or Company ExecutivesCompliance professionals, Compliance Officers, Money Laundering Reporting Officers MLROs, AML Analyst, Compliance consultantsRisk management professionals, consultants and studentsData Protection, Privacy, and Cybersecurity Professionals and OfficersBusiness and Operation Heads and OfficersInternal audit professionals and studentsInternal controls professionalsProfessionals working in Compliance Functions of Institutions/Organizations operating in jurisdictions such as the US, Europe, Australia, and Asian countries Cryptocurrency Business Owners and Professionals working in these CompaniesACCA, CPA, CAMS, CGA, MBA studentsAny other person who wants to learn and understand Regulatory Compliance
