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所在平台: Udemy |
课程主页: https://www.udemy.com/course/introduction-to-compliance-risk-management-crm/
课程评论：没有评论
课程名称：合规风险管理入门（Introduction to Compliance Risk Management CRM） 课程概述： 随着全球对合规文化日益重视，如何有效管理合规风险成为公司、机构及其董事会关注的重点。本课程深入探讨企业和监管机构在合规风险管理中的重要性，以及为什么良好的合规文化和框架对避免因不合规而造成声誉损失至关重要。课程将介绍合规风险管理的相关方法，包括合规风险评估、风险类别分类，以及如何使用“5x5”风险评估矩阵计算固有风险和剩余风险评级。 课程内容： 1. 合规文化：了解到公司为何需建立强大的合规文化和框架。 2. 风险管理功能的协作：学习合规、风险管理、审计等职能之间的支持与协作。 3. 风险分类：掌握高、中、低风险的分类和评估。 4. 合规风险委员会的角色：了解合规职能及其责任，特别是首席合规官（CCO）的角色。 5. 案例研究：通过药品公司和科技公司案例，学习识别和记录合规风险及其缓解措施。 6. 多项选择题（MCQs）：通过问答形式测试所学知识，帮助巩固学习成果。 目标受众： 该课程适合合规专业人员、顾问、AML/CFT分析师、风险管理专业人员和学生、信息安全专业人员、内审及内部控制专业人员，以及财务从业者与公司领导等。 课程收益： 完成此课程后，学员将能自信地与合规、审计及相关专业人员沟通，了解合规风险管理的基本概念，为其职业发展打下坚实基础。
Do you know why companies and institutions are being penalized by regulators? How do companies manage the risk of noncompliance with regulatory requirements? Why Board of Directors of companies are concerned about regulatory risk management and more specifically the compliance risk management CRM?Compliance Risk Management is an emerging field and it gained importance all around the world because all organizations and institutions, across the globe, are required to establish a strong compliance culture, framework, and policies to ensure compliance with applicable laws and regulations and avoid reputational losses due to non-compliances.To manage Compliance Risks, organizations and institutions spend lots of money to strengthen their compliance policies, processes, and compliance systems. About This Compliance Risk Management Course:In this course, you will get an insight into how the companies and regulators are focusing on a strong compliance culture to manage the affairs of the company or institutions and avoid penalties and reputation losses. You will learn why is it important for risk functions such as Risk Management, Compliance, and Controls, IS Security, Quality Control, and Audit to support each other in their work. You will learn about new and emerging risks and their significance in the compliance risk management process. You will learn about Compliance Risk Management, the Role of the Compliance Risk Committee, the Compliance Function and its Role, and the Role of the Chief Compliance Officer (CCO) in ensuring Regulatory Compliance.You will learn the methodology and matrix used to perform Compliance Risk Assessments. To understand the risk assessment methodology and risk matrix application, you will learn High, Medium and Low Risks Classifications, and the application of the '5 by 5' Risk Assessment Matrix used to perform Inherent and Residual Risk Assessments. You will learn through an example the 'calculation of inherent and residual risk ratings', using the '5 by 5' Risk Assessment Matrix'. Case Studies: In this course, different practical Case Studies are discussed in detail. In the case studies, you will learn 'how to practically identify 'AML/CFT Compliance Risks' and 'Record them in the Compliance Risk register'.Other Case Studies: - Pharmaceutical Company Case - Identifying and documenting Compliance Risks and Mitigation Controls relevant to a Pharmaceutical Sector Company - Technology Company Case - Identifying and documenting Compliance Risks and Mitigation Controls relevant to a Technology CompanyMultiple Choice Questions - MCQs: - MCQs are also part of this course, to test your knowledge about Compliance Risks and Its Management, gained through attending this course. --You will learn new terms applicable to risk and compliance functions that are used by Managers and Executives of the company. This course will help you in your job roles particularly if your area is Compliance, Risk Assessment, and Compliance Risk Management (CRM).This course will provide you with a broader idea of how to prepare the risk inventory database. This course will also make you understand how important it is for internal audit, compliance, and risk management to work together as part of the governance and controls defense model.At the end of this course, MCQs are to be attempted by students to check the knowledge gained through this course.After attending this course you will be able to confidently talk and communicate with risk, compliance, audit, and related professionals.Who is this course for:Compliance professionals. consultants, and studentsAML Analysts, CFT AnalystsAnti-Financial Crime Compliance Professionals and SpecialistsRisk management professionals and studentsInformation security/cybersecurity professionals and studentsInternal audit professionals and studentsInternal controls professionalsFinance professionals and studentsBusiness/Company owners and their leadership/employees ACCA, CPA, CGA, CMA, CAMS students
