|
所在平台: Udemy |
课程主页: https://www.udemy.com/course/insider-trading-guidelines-for-listed-companies-in-india/
课程评论：没有评论
课程名称：印度上市公司的内幕交易指南 课程概述：内幕交易是指具有非公开重大信息的人士对公司股票或其他证券进行交易的行为。重大信息是指任何可能影响投资者买卖证券决策的信息。例如，某公司即将合并或即将公布财报的消息，一旦被公开，可能会显著影响公司股价。在印度，内幕交易受到证券交易委员会（SEBI）根据《2015年内幕交易禁令条例》的监管。该法规旨在防止内幕交易并对其进行惩罚，确保所有市场参与者平等获取信息。 课程要点包括： 1. **内幕的定义**：根据SEBI的法规，内幕是指与公司有关并能够获取未公开的价格敏感信息（UPSI）的人。这包括公司董事、高层管理人员、员工以及外部顾问等。 2. **未公开价格敏感信息（UPSI）**：UPSI指任何与公司相关的非公开信息，若被披露，可能会显著影响股票价格。法规要求将此信息保密，并禁止从中进行交易。 3. **禁止和披露要求**：法规禁止内幕人士基于UPSI进行交易，并要求任何内幕交易必须向证券交易所披露。此外，公司须设定内部政策与程序，以管理和防止内幕交易。 内幕交易是金融市场的重要议题，涉及基于非公开重大信息的证券买卖。在印度，内幕交易的监管由证券交易委员会（SEBI）负责，SEBI建立了严格的指导方针以维护市场的诚信。该课程将为投资者、公司高管和金融专业人士提供法律框架、关键概念及合规要求的概述。课程通过多个实例和案例研究，帮助参与者理解内幕交易的关键概念，同时也可用于企业内部促进合规文化。课程中还设有测试/测验，以评估参与者对课程内容的理解。
Insider trading refers to the act of trading in a company's stock or other securities by individuals who have access to non-public, material information about that company. Material information is any information that could influence an investor's decision to buy or sell securities. For example, knowledge of a company's upcoming merger or earnings report before it is publicly disclosed can be considered material information.In India, insider trading is regulated by SEBI under the SEBI (Prohibition of Insider Trading) Regulations, 2015. These regulations aim to prevent and penalize insider trading and ensure that all market participants have equal access to information. The key aspects of the regulations include:Definition of Insider: According to the SEBI regulations, an insider is defined as someone who is connected with a company and has access to unpublished price-sensitive information (UPSI). This can include company directors, executives, employees, and even external consultants or advisors.Unpublished Price-Sensitive Information (UPSI): UPSI refers to any non-public information related to a company that could significantly affect its stock price if disclosed. The regulation requires that this information be kept confidential and not used for trading purposes.Prohibition and Disclosure Requirements: The regulations prohibit insiders from trading based on UPSI and require that any trades made by insiders be disclosed to the stock exchanges. Additionally, companies must have internal policies and procedures to manage and prevent insider trading.Insider trading is a crucial issue in the financial markets, as it involves the buying or selling of securities based on non-public, material information. In India, the regulation of insider trading is governed by the Securities and Exchange Board of India (SEBI), which has established stringent guidelines to maintain market integrity. This basic course on insider trading will provide an overview of the legal framework, key concepts, and compliance requirements for investors, company executives, and financial professionals.The course uses multiple examples and case studies to help participants understand key concepts related to Insider Trading, The course may also be used by organisations to promote culture of compliance within their respective organisations. There is a test/quiz in the program which will help assess understanding of participants related to this course.
