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所在平台: Udemy |
课程主页: https://www.udemy.com/course/implementation-of-anti-money-laundering-aml-framework/
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课程名称：反洗钱（AML）框架的实施 概述：本课程将详细讲解反洗钱（AML）措施的实际概念，这些措施由监管机构发布的 AML/CFT 指南和框架提供。金融机构（如银行、投资银行、租赁公司、经纪公司、货币兑换公司、投资公司等）采用和实施 AML 措施，以应对洗钱风险和活动。金融行动特别工作组（FATF）的建议也强调了在监管和机构层面实施 AML/KYC 措施的重要性，因此，全球每个金融机构都已实施反洗钱框架，以避免系统被犯罪分子和洗钱者利用。 在本课程中，您将学习与 AML 合规相关的各种重要概念，包括： - 洗钱 - 反洗钱 - 受洗钱影响的组织 - 了解您的客户（KYC） - 实际利益所有人 - 客户尽职调查（CDD）措施（新客户、现有客户） - 客户的类型和分类 - 身份确认和验证 - 高风险与低风险洗钱因素 - 阈值和情境 - 员工尽职调查 - 消极媒体或不利媒体的搜索 - 消极媒体的来源及其在 AML CDD/KYC 合规中的重要性 - 可疑交易 - 反洗钱团队 - 洗钱报告官（MLRO）的角色与责任 - 洗钱报告官（MLRO）的任命 - 洗钱风险评估与交易监控 - 洗钱报告官（MLRO）对可疑交易的调查七步骤 课程还包括“洗钱报告官（MLRO）职位的面试问题（第1部分和第2部分）”的相关讲座，以及实践案例和情境的讨论。本课程的设计基于合规 AML 职能的实际工作经验，旨在提供适用于实践知识和教育目的的内容。 您能从本课程中获得的好处包括： - 能够将与 AML 相关的实际场景联系起来 - 能够自信地与合规和 AML 专家进行交流 - 能够在咨询公司中从事合规职能工作 - 获得本课程的完成证书 - 进行更多关于全球 AML 实践和趋势的研究与分析等 适合参加本课程的人群：银行从业者、投资银行家、租赁专业人士、经纪人、股市专业人士、金融情报单位（FIU）专业人士、合规专业人士、AML/CFT 专业人士、分行经理、运营经理、风险经理、审计师、财务专业人士、产品经理、CAMS 学生、审计学生，以及其他具有基本合规和 AML 知识，并希望深入了解这一重要领域的人士。
This course will explain to you practical concepts of Anti Money Laundering AML measures that are provided in AML/CFT Guidelines and Framework issued by regulators. AML measures are adopted and implemented by financial institutions FIs such as Banks, Investment Banks, Leasing Companies, Brokerage Houses, Money Exchange Companies, Investment companies, etc. to combat money laundering risks and activities. Financial Action Task Force FATF recommendations also emphasize on the implementation of AML / KYC measures at the regulator and institutional levels, therefore, every financial institution in the world has implemented the AML Framework, to avoid the system's exploitation by criminals and money launderers. You will learn various important concepts related to AML - Compliance such as:- Money Laundering, - Anti Money Laundering, - Money Laundering ML Exposed Organizations, - Know Your Customer's KYC, - Beneficial Owners, - Customer Due Diligence CDD measures (New Customers, Existing Customers), - Types and Categories of customers, - Identification, and Verification, - High-Risk ML factors, and Low-Risk ML Factors, - Threshold, Scenarios, - Employees' Due Diligence, - Negative Media or Adverse Media Searches, - Sources of Negative Media, and Importance in AML CDD/KYC Compliance,- Suspicious transactions, - AML team, - Roles and Accountability of Money Laundering Reporting Officer (MLRO), - Appointment of Money Laundering Reporting Officer (MLRO) etc. - ML Risk Assessment and Transaction Monitoring, - 7 Step Investigation Process performed by Money Laundering Reporting Officer (MLRO) to Investigate a Suspicious Transaction Bonus Lectures: Interview Questions for the Position of MLRO - Part 1 and Part 2Practical examples and scenarios are discussed in this course.In this course, you will also learn Compliance Terminologies used in Corporate World. This course is designed based on practical working experience in Compliance AML Function and is relevant for practical knowledge as well as for education purposes. How Will You Benefit From This Course?By attending this course you will:- be able to link practical scenarios related to AML - be able to talk confidently with Compliance and AML Specialists - be able to work in consultancy firms in their compliance functions- get a certificate of completion of this course - be able to perform more research and analysis on AML practices and trends in the world etc.Who Should Attend This Course:Bankers, Investment Bankers, Leasing professionals, Brokers, Stock Market Professionals, Financial Intelligence Unit FIU professionals, Compliance professionals, AML/CFT Professionals, Branch Managers, Operations Managers, Risk Managers, Auditors, Finance professionals, Product Managers, CAMS students, Audit students, and others who have basic knowledge about Compliance and AML and want to learn more about this important area.
