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所在平台: Udemy |
课程主页: https://www.udemy.com/course/finra-sie-securities-industry-essentials-exam-2025-26/
课程评论：没有评论
课程名称：FINRA SIE 考试模拟测试 *2025-26* 课程概述： FINRA证券行业基础知识（SIE）考试是希望在受监管证券行业工作的人们的基础要求。通过该考试是参加进一步FINRA执照考试（如普通证券代表（系列7）考试等）的前提条件。即使是那些不寻求获得执照职位，但对金融职业感兴趣的人，完成SIE考试也能向潜在雇主展示宝贵的行业知识。成功的最佳策略就是不断练习，本课程提供的每一套模拟题都模仿了官方考试的格式、主题和时限，帮助你建立熟悉感和信心。学生在完成每次模拟考试后会立即收到结果，且配有详细的答案解释，可以反复测验直到完全掌握为止。官方考试由85道选择题组成，要求通过分数为70%及以上，必须在1小时45分钟内完成。然而，本模拟系列共包含510个问题，提供了广泛的准备，以确保对材料的掌握。 请注意，这些模拟题并非来自官方SIE考试。尽管它们在结构和内容上设计得相似，但本材料并未经过FINRA审核、批准或认可，也不声明或暗示与FINRA的任何关系。 用户评价： - Billy M.：评分5分。SIE考试模拟测试有效地模拟了考试，覆盖了证券和法规等关键主题，让我了解到为什么某些答案是正确的而其他的则不是。虽然有些问题可能比实际考试更具挑战性，但这些测试为考试日提供了宝贵的准备和信心提升。 - Gloria P.：评分5分。模拟题的清晰度远胜于实际考试。每个答案的解释帮助我更好地理解。 课程特点： - 提供六套高质量的模拟考试，帮助你为认证做好准备。 - 题目涵盖广泛，提供大量独特的题库。 - 可随时重做考试。 - 每道题都有详细解释。 - 兼容移动设备，支持使用Udemy应用。 - 若不满意，提供30天退款保证。 欢迎加入最好的模拟考试，帮助你为FINRA证券行业基础知识（SIE）考试做好准备！祝你学习愉快，并在考试中取得优异成绩！
The FINRA Securities Industry Essentials (SIE) exam is a foundational requirement for those aspiring to work in the regulated securities industry. Passing this exam is a prerequisite for taking further FINRA licensing exams, such as the General Securities Representative (Series 7) exam and others. Even individuals not pursuing a licensed position but interested in a career in finance will find that completing the SIE exam demonstrates valuable industry knowledge to potential employers.The most effective strategy for success is practice, practice, and more practice. Each set of practice questions mimics the format, topics, and timing of the official exam, helping you build familiarity and confidence. You will receive immediate results after completing each practice test, with detailed explanations of the answers and the option to retake the test until you achieve complete accuracy.The official exam consists of 85 multiple-choice questions, requires a passing score of 70% or higher, and must be completed within 1 hour and 45 minutes. However, this practice series includes 510 questions, providing extensive preparation to ensure mastery of the material.Please note that these practice questions are not actual questions from the official SIE exam. While they are designed to be similar in structure and content, the material here has not been reviewed, approved, or endorsed by FINRA, and no affiliation with FINRA is claimed or implied.Featured ReviewsBilly M.Rating: 5SIE exam practice tests effectively simulate the exam, covering key topics like securities and regulations. I am getting an idea of why some answers are right and others are wrong. While some questions may be more difficult than the exam, these tests offer valuable preparation and boost confidence for test day.Gloria P.Rating: 5 The practice questions were really clear compared to the actual exam. I appreciated each explanation provided with each answer-they helped me understand much better.You will get SIX high-quality practice exams to be ready for your certificationSAMPLE QUESTION:Q. If XYZ declares a 1-for-4 reverse stock split, how many shares will an investor who had initially held 200 shares of XYZ stock priced at $ 10 each be left with, and what will be the new price per share?800 shares at $40 per share200 shares at $2.50 per share50 shares at $10 per shareAnswer: 50 shares at $40 per shareExplanationA 1-for-4 reverse split cuts the number of shares in half, while the price of a share increases fourfold. The investor will have ownership of 50 shares with a value of $40 each.Q2. A person employed by a brokerage firm who neither handles client transactions nor provides any service in the form of financial advice would be classified as:A compliance officerA non-registered personA registered personA licensed advisorAnswer: A non-registered personExplanation: In the securities industry, individuals who handle client transactions or provide investment advice are required to be registered with FINRA (or a relevant regulatory body) and hold the appropriate licenses.A person who does not handle client transactions or provide financial advice does not need to be registered. Therefore, they would be considered a non-registered person.While a compliance officer does not typically provide direct financial advice, they are a registered person and would need to hold a relevant securities license.The key point is that individuals who perform purely clerical, administrative, or back-office functions that are unrelated to client transactions or investment recommendations, do not need to hold a securities registration, classifying them as a non-registered person.Welcome to the best practice exams to help you prepare for your FINRA Securities Industry Essentials (SIE) exam.You can retake the exams as many times as you wantThis is a huge original question bankYou get support from instructors if you have questionsEach question has a detailed explanationMobile-compatible with the Udemy app30-day money-back guarantee if you're not satisfiedWe hope that by now you're convinced! Happy learning and best of luck with the FINRA Securities Industry Essentials (SIE) exam!
