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所在平台: Udemy |
课程主页: https://www.udemy.com/course/finra-series-79-investment-banking-exam-e/
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课程名称：FINRA Series 79 投资银行考试 课程概述： 本课程旨在帮助您自信地备考FINRA Series 79投资银行考试！通过这门全面和专注的考试准备课程，您可以释放潜力，卓越应对Series 79考试。课程专为希望注册为投资银行代表的投资银行专业人士设计，通过基于问题的深度学习方法，掌握在资本市场运营所需的分析、监管和交易知识。 课程特点： - 包含200个精心设计的多项选择题，每个题目都附有详细的解答，以巩固您的技术理解，加强关键概念，并建立您在考试及实际工作中成功所需的信心。 课程涵盖主题： 1. 证券发行、申报及法规：掌握IPO和私募发行的注册流程，包括SEC申报要求（S-1、S-3、Reg D）、规则144、规则144A、Reg A/A+及承销流程。 2. 承销、交易结构与定价：了解辛迪加角色、承销承诺类型（固定、尽力）、簿记、绿色鞋期权及股权和债务发行的定价策略。 3. 兼并与收购及企业金融：分析兼并收购结构（资产、股票、合并）、公允意见、要约收购、杠杆收购及战略选择，学习董事会的信托责任和披露法规。 4. 债务和固定收益证券：复习债务分类、索赔优先权、合同条款、债券数学（YTM、期限）、信用评级及可转换证券、高收益债券和市政证券的特点。 5. 财务分析和估值指标：掌握关键估值方法，包括DCF、可比公司、前例交易和杠杆收购建模，评估收入报表、资产负债表和现金流以进行交易分析。 6. 交易、市场运营与执行：了解交易报告（TRF/ORF）、交易结算周期（T+1）、做市商义务、卖空规则及内幕交易与市场操纵的监管。 7. FINRA规则、合规与伦理：学习影响公众沟通的FINRA和SEC关键规则、利益冲突、研究分析师独立性、反洗钱、M法规及其他伦理标准。 您将获得： - 200道模拟真实考试的练习题，包括分析场景和法规决策。 - 每个问题均附有详细的解答，以巩固理解并从错误中学习。 - 全面覆盖Series 79考试内容领域，确保您具备FINRA所述的所有知识。 课程优势： 本课程非常适合分析师、助理及准备Series 79注册的专业人士，是一种以实践为导向、交易为重点的复习工具。无论您是在备考初期还是最后复习阶段，这门课程都将提升您的交易知识，帮助您自信通过考试。 立即开始： 迈出您的投资银行职业生涯的下一步，现在就注册Series 79考试准备课程，获得专家级准备、交易见解和助您征服Series 79考试的信心。通过200道高收益问题和全面的内容覆盖，您正走在成为2025年FINRA注册投资银行代表的道路上。
Prepare for the FINRA Series 79 Investment Banking Exam with Confidence!Unlock your potential and excel on the Series 79 Exam with this comprehensive, focused, and transaction-relevant test preparation course. Designed for investment banking professionals seeking registration as Investment Banking Representatives, this course offers a deep question-based approach to mastering the analytical, regulatory, and transactional knowledge required to operate in the capital markets.This robust course features 200 carefully crafted multiple-choice questions, each accompanied by detailed rationales to strengthen your technical understanding, reinforce key concepts, and build the confidence you need to succeed on the exam and in real-world practice.Topics CoveredThis course provides full coverage of the essential domains tested on the Series 79 Exam, as defined by FINRA for 2025:Security Offerings, Filings, and Regulations: Master the registration process for IPOs and private placements, including SEC filing requirements (S-1, S-3, Reg D), Rule 144, Rule 144A, Reg A/A+, and the underwriting process.Underwriting, Deal Structuring, and Pricing: Understand syndicate roles, types of underwriting commitments (firm, best-efforts), book-building, greenshoe options, and pricing strategies in both equity and debt offerings.Mergers & Acquisitions and Corporate Finance: Analyze M & A structures (asset, stock, merger), fairness opinions, tender offers, LBOs, and strategic alternatives. Learn about board fiduciary duties and disclosure regulations.Debt and Fixed Income Securities: Review debt classifications, priority of claims, covenants, bond math (YTM, duration), credit ratings, and the characteristics of instruments such as convertibles, high-yield, and municipal securities.Financial Analysis and Valuation Metrics: Gain command of key valuation methods including DCF, comparable companies, precedent transactions, and LBO modeling. Evaluate income statements, balance sheets, and cash flows for deal analysis.Trading, Market Operations, and Execution: Understand trade reporting (TRF/ORF), trade settlement cycles (T+1), market maker obligations, short selling rules, and regulations around insider trading and market manipulation.FINRA Rules, Compliance, and Ethics: Learn critical FINRA and SEC rules governing communication with the public, conflicts of interest, research analyst independence, AML, Regulation M, and other ethical standards.What You'll Get200 Practice Questions Modeled on the Real Exam: Questions mirror the FINRA Series 79 structure, including analytical scenarios and regulatory decision-making.Detailed Answer Rationales: Every question includes a full explanation to solidify understanding and promote learning from mistakes.Full Coverage of Series 79 Content Areas: Ensures you're prepared across all knowledge domains outlined by FINRA.Real-World Deal Scenarios: Questions simulate investment banking transactions, filings, and compliance challenges.Self-Paced and Flexible Format: Study on your own schedule, whether during work breaks or in structured prep sessions.Progress Tracking and Performance Analysis: Monitor your growth, pinpoint weak areas, and stay focused on your goal of passing.Why Choose This Course?This course is ideal for analysts, associates, and professionals preparing for the Series 79 registration and looking for a practice-intensive, transaction-focused review tool. Whether you're starting your prep or in the final review phase, this course will sharpen your deal knowledge and help you pass with confidence.Get Started Today!Take the next step in your investment banking career. Enroll now in the Series 79 Test Prep Practice Course and get the expert-level preparation, transaction insight, and confidence you need to conquer the Series 79 Exam. With 200 high-yield questions and comprehensive content coverage, you're on your way to becoming a FINRA-registered Investment Banking Representative in 2025.
