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所在平台: Udemy |
课程主页: https://www.udemy.com/course/fatf-recommendations-on-politically-exposed-persons-peps/
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**课程名称：** FATF关于政治公众人物（PEPs）的建议 **课程概述：** 本课程旨在帮助您深入了解和识别金融机构在识别、评估和减缓洗钱、恐怖融资和扩散融资风险及活动方面面临的挑战。您将了解什么是“政治公众人物（PEPs）”及其相关方，金融机构如何管理PEPs风险，以及相关的反洗钱（AML）和客户尽职调查（CDD）合规要求。课程重点将围绕金融行动特别工作组（FATF）关于PEPs的关键建议展开，包括但不限于FATF第1、10、12号建议，并结合实际案例和场景进行分析。 **课程内容要点：** * **洗钱与恐怖融资：** 概念、运作模式及实际案例。 * **反洗钱（AML）：** 基本原理与实践。 * **高风险和最严重管辖区：** FATF的分类及应对措施。 * **受增加监控的管辖区：** FATF的列表与管理。 * **高风险因素：** 识别与举例。 * **政治公众人物（PEPs）与相关方：** 定义、分类及风险。 * **FATF关键建议：** 重点解读第1、10、12号建议。 * **风险为本方法（RBA）：** FATF的RBA概览。 * **PEPs的尽职调查：** CDD/EDD的要求与实践。 * **PEPs客户信息来源：** FATF的尽职调查指南。 * **偶尔客户PEPs：** CDD/EDD指南。 * **PEPs的ML/TF风险因素：** 识别与管理。 * **实际场景与案例分析：** 提升实操能力。 * **知识测试：** 检验对FATF建议、AML/CFT、尽职调查和PEPs的理解。 **学习目标：** 完成本课程后，您将能够： * 理解AML合规基础和FATF关于PEPs的建议。 * 自信地与合规、AML/CFT、CDD/KYC、审计等专业人士进行沟通。 * 为金融机构构建强大的AML/CFT合规文化，有效避免和减缓PEPs相关的财务与声誉风险。 * 满足监管机构和FATF对管理ML/TF/PF风险的要求，掌握打击ML/TF/PF风险所需的FATF建议。 **适合人群：** 本课程适合合规专业人士、反金融犯罪专家、AML/CFT专业人士、尽职调查和KYC专业人士、 nieruchomości所有者/专业人士、会计师和法律顾问、受监管机构和DNFBPs的公司/企业负责人及其领导者、风险管理专业人士、内部审计专业人士、内部控制专业人士、财务专业人士以及CAMS、ACCA、CPA、CGA、CMA等相关专业的学生。
Hello and Welcome to this course.Before discussing the course content, I have some questions for you to consider;1. Do you know that the biggest challenge for financial institutions is to identify, assess, and mitigate Money Laundering ML, Terrorist Financing TF, and Proliferation Financing PF Risks and Activities?2. Do you who are 'Politically Exposed Persons - PEPs, and PEP related Parties? 3. Do you how financial institutions manage PEP Risks? 4. Do you know the AML and Customer Due Diligence CDD Compliance requirements for PEPs? 5. Do you know what are the key Financial Action Task Force FATF Recommendations for Politically Exposed Persons PEPs and their Activities? After attending this course, you will get the answers to the above key questions. -ABOUT THE COURSEThis course is designed to provide you with a practical insight and knowledge of; Anti-Money Laundering and Countering Financing of Terrorism AML/CFT Compliance, Overview of FATF Recommendations and Guidance on Risk-Based Approach RBA, Customer Due Diligence and 'Politically Exposed Persons PEPs, and AML and Due Diligence CDD/EDD requirements for PEP Customers. To understand FATF's Recommendations dealing with PEPs and their activities, we need to understand FATF Recommendations No. 1, 10, 12, and some other FATF Recommendations, which we shall cover in this course. We will also discuss examples and scenarios in this course.COURSE TOPICSIn this course, you will get an insight into, what should Institutions and Organizations know regarding the application of FATF Recommendations for PEPs, to enable a strong AML/CFT Compliance culture and avoid/mitigate PEP risks leading to financial and reputational losses. You will learn the:- Money Laundering and Terrorist Financing with Examples- Anti Money Laundering AML- High-Risk Jurisdictions, and Most Serious Jurisdictions by FATF,- Counter Measures Suggested for Most Serious Jurisdictions,- Overview of Jurisdictions under Increased Monitoring by FATF- High-Risk Factors and examples- Politically Exposed Persons PEPs and Related/Associated Parties - Overview of FATF Recommendations 1, 10, and 12 - Overview of FATF's Risk-Based Approach RBA- FATF Recommendations on PEP Due Diligence - CDD/EDD- FATF Guidance on PEP Sources of Information for CDD/EDD- FATF Guidance on Occasional PEP Customers and their CDD/EDD - Politically Exposed Persons PEPs ML/TF risk factors- Practical Scenario and ExamplesQUIZ TESTA QUIZ TO TEST YOUR KNOWLEDGE ABOUT FATF RECOMMENDATIONS AND GUIDANCE ON AML/CFT, DUE DILIGENCE CDD/EDD, AND PEPWHY THIS COURSEThis course will help you understand the fundamentals of AML Compliance and FATF Recommendations related to PEPs. This course will help you in your job particularly if your area is Compliance, Anti Money Laundering AML, CDD/KYC, Regulatory Compliance, Customer Relationship, Risk Management, or Audit. After attending this course you will be able to confidently talk and communicate with Compliance, AML / CFT, CDD/KYC professionals, audit, and other related professionals.Worldwide institutions spend Millions of Dollars to strengthen their AML/CFT processes and measures. Institutions are required by regulatory authorities and FATF to manage their ML/TF/PF risks, therefore they hire specialist AML/CFT compliance professionals who not only understand the AML/CFT regulations but also understand the FATF Recommendations necessary to combat ML/TF/PF risks. Who is this course for:Compliance professionals and Consultants Anti-Financial Crime ProfessionalsAML/CFT Professionals and ConsultantsDue Diligence and Know Your Customer CDD/KYC ProfessionalsFATF Compliance ProfessionalsReal Estate Owners/ProfessionalsAccountants and Legal AdvisorsCompany / Business Owners and their Leadership Professionals working in Regulated Institutions and DNFBPs Regulatory Compliance professionalsRisk management professionals and studentsInternal audit professionals and studentsInternal controls professionalsFinance professionals and studentsCAMS, and AML/CFT students ACCA, CPA, CGA, CMA students
