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所在平台: Udemy |
课程主页: https://www.udemy.com/course/consumer-duty-health-check/
课程评论：没有评论
**课程摘要：英国金融行为监管局 (FCA) 新的《消费者义务》合规指南** 本课程旨在帮助英国金融服务行业的相关从业人员应对 FCA 推出的全新《消费者义务》监管规定。这项规定已于 2023 年 7 月 31 日对现有产品和服务生效（对已关闭的产品，将于 2024 年 7 月 31 日生效），标志着 FCA 将以此为手段监管其监管范围内的公司与零售客户（包括个人和中小企业）的互动。 **课程内容将涵盖以下核心问题：** * **企业如何响应新的《消费者义务》监管？** * **如何确保合规工作的质量？** * **企业能否通过其合规策略获得竞争优势？** **本课程特别适合以下群体：** * 拥有、经营、工作于或担任英国金融服务公司董事的专业人士。 * 涉及支付公司、电子钱包供应商、财富管理公司、股票经纪人、银行、个人投资公司 (PIFs)、建筑协会、保险经纪人、抵押贷款提供商/经纪人、保险承保商、投资顾问或任何向英国零售客户提供金融产品或服务的受监管公司。 **通过本课程，您将获得：** * 对《消费者义务》带来的挑战和机遇的深入理解。 * 实施健全的《消费者义务》质量保证框架所需的全部工具。 如果您希望了解如何有效应对《消费者义务》并从中发掘商机，本课程将为您提供所需的知识和技能。
The Financial Conduct Authority's (FCA's) new Consumer Duty regulations is having a significant impact on the UK Financial Services industry.The Consumer Duty came into force for live products and services on 31st July 2023 (for closed book products the Duty comes into force on 31st July 2024) - it is the means by which the FCA will regulate the interactions of in-scope firms with retail (individual and SME) clients.How should your business respond to the new FCA Consumer Duty regulations?How can you assure the quality of your compliance efforts?Can your business derive competitive advantage from the way it chooses to comply with the new Consumer Duty regulations?If you own, run, work in, or are a director of a UK Financial Services company - this course will help you answer these (and many more) Consumer Duty questions; and provide you with all of the tools necessary to implement a robust Consumer Duty Quality Assurance Framework into your business.So, if you are involved with (as an employee; owner; director; advisor; supplier; customer, etc.) financial services businesses such as:§ Payments Firms;§ E-wallet Providers;§ Wealth Managers;§ Stockbrokers;§ Banks;§ Personal Investment Firms (PIF's);§ Building Societies;§ Insurance Brokers;§ Mortgage Providers;§ Mortgage Brokers;§ Insurance Underwriters;§ Investment Advisors;§ Or any other regulated firm operating in the UK providing financial products or services to retail customers;and you want to learn more about the challenges and opportunities the new Consumer Duty presents - this course is for you.
