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所在平台: Udemy |
课程主页: https://www.udemy.com/course/cfa-level-1-ethical-and-professional-standards/
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课程名称：CFA一级伦理与职业标准 课程概述： 想象一下，如果备考CFA®考试就像看电视那么简单，那该多好！通过AnalystPrep的视频课程，这一切成为了可能！本课程的视频内容与考试大纲中的57篇阅读材料相对应，特别强调学习目标（LOS），这些是考试问题的基础。课程中还包含示例数学题，以帮助你在考试当天更好地准备。 教授詹姆斯·福尔简（James Forjan）拥有超过23年的高校金融课程教学经验，他总结了CFA一级考试的57个重要视频。他对教学充满热情，自2004年获得特许金融分析师资格以来，已在CFA考试准备行业工作多年，拥有丰富的学术背景，包括会计学学士、金融硕士和金融博士（辅修经济学，并完成了两门计量经济学博士级课程）。他曾在6所大学教授不同层次的金融课程，并共同创作了多部投资类书籍，编写、编辑及更新了大量不同级别的CFA考试题目。 课程内容包括： - 针对每一篇伦理阅读的免费视频课程（可下载） - 可下载的幻灯片（PDF格式） 在本课程中，詹姆斯·福尔简教授将详细总结CFA一级伦理与职业标准中的每一项阅读和职业行为标准，帮助你学习和复习所有重要概念。伦理与职业标准占CFA一级考试总分的15%，福尔简教授将确保你充分理解这一部分的所有细节。 课程涉及的阅读内容包括： - 阅读56：投资行业的伦理与信任 - 阅读57：伦理守则与职业行为标准 - 阅读58：标准I-VII的指导 - 各项专业标准（包括专业性、资本市场的完整性、对客户的责任等） - 阅读59：全球投资业绩标准（GIPS）简介 本课程的目的在于帮助学员深入理解伦理与职业标准，为CFA一级的成功考试打下坚实的基础。学习者将能通过万众期待的方式，掌握复杂的知识点，为职业生涯做好准备。
Wouldn't it be great if studying for the CFA® exam was as easy as watching TV?With AnalystPrep video lessons, it is!Our video lessons follow the same pattern as the 57 readings from the curriculum, with the exception that we emphasize on the LOS - the learning objectives on which exam questions are based! Plus we add convenient mathematical examples throughout so that you are better prepared on the big day.Professor James Forjan, who has taught college-level finance classes for over 23 years, summarizes Level I of the CFA exam curriculum in 57 clear and simple videos. With a clear passion for teaching, Prof. Forjan has worked in the CFA exam preparation industry for decades after earning his charter in 2004. His resume includes:BS in accountingMSc in FinancePhD in Finance (minor in Economics and two PhD level classes in Econometrics)Has taught at different 6 universities (undergraduate and graduate-level Finance classes)Co-author of investment booksHas crafted, edited, updated, and upgraded a multitude of CFA exam type questions at all levelsAnd much more…This course includes:Videos covering each Ethics reading (downloadable)Downloadable Powerpoint slides (in PDF format)In this course, Prof. James Forgan, PhD, CFA, summarizes each Ethics reading and standard of professional conduct so you can learn or review all of the important concepts from CFA Level 1 Ethical and Professional Standards. James Forjan has taught college-level business classes for over 25 years. Ethical and Professional Standards represents 15 percent of the total CFA L1 exam, so Prof. Forjan will make sure you understand well all of the intricacies related to this chapter.The answers file includes detailed explanations and the referring LOS. Learn from the #1 rated CFA & FRM preparation institution − AnalystPrep.The readings covered in this course are:Reading 56 - Ethics and Trust in the Investment ProfessionReading 57 - Code of Ethics and Standards of Professional ConductReading 58 - Guidance for Standards I-VIIStandard I - Professionalism(A) Knowledge of the law(B) Independence and objectivity(C) Misrepresentation(D) MisconductStandard II - Integrity of Capital Markets(A) Material non-public information(B) Market manipulationStandard III - Duties to Clients and Prospective Clients(A) Loyalty and prudence(B) Fair dealing(C) Suitability(D) Performance presentation(E) Preservation of confidentialityStandard IV - Duties to Employers(A) Loyalty(B) Additional compensation arrangements(C) Responsibilities of supervisorsStandard V - Investment Analysis, Recommendations, and Action(A) Diligence and Reasonable basis(B) Communication with clients and prospective clients(C) Records retentionStandard VI - Conflicts of Interest(A) Disclosure of conflicts(B) Priority of transactions(C) Referral feesStandard VII - Responsibilities as a CFA Institute Member or CFA Candidate(A) Conduct as participants in CFA Institute programs(B) Reference to CFA Institute, CFA designation, and CFA programReading 59 - Introduction tothe Global Investment Performance Standards (GIPS)
