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所在平台: Udemy |
课程主页: https://www.udemy.com/course/anti-money-laundering-canada/
课程评论：没有评论
课程名称：反洗钱（Anti-Money Laundering） 概述：本课程是关于反洗钱（AML）的培训，旨在为那些对AML合规培训不感兴趣但仍需参加以满足加拿大金融交易与报告分析中心（FINTRAC）设定的合规要求的人员提供指导。课程基于《犯罪收益（洗钱）和恐怖融资法》（PCMLTFA），该法是加拿大的联邦法律，旨在"促进打击犯罪收益的洗钱活动和恐怖活动融资"。为了确保公司的运营并持续盈利，必须向FINTRAC展示一个高效的合规程序。有效的合规程序需具备五个要素：指定合规官、书面的合规政策及程序、对公司商业活动及关系进行适当的风险评估、持续的合规培训程序，以及公司的整体合规程序的有效性评估，以确保其能够尽最大努力检测和防止洗钱及恐怖融资活动。 本课程专为加拿大金融机构、证券交易商和人寿保险公司设计。完成课程后，您将了解以下内容： - 公司如何面临洗钱风险 - 如何检测和阻止洗钱及恐怖融资活动 - 您的监管义务、政策和程序 - 客户身份识别（KYC）要求 - 何时识别个人 - 实益拥有者要求 - 确认法人实体的存在 - 政治曝光人士 - 持续和加强监控措施 这个课程将帮助您提升合规知识，为公司打下坚实的合规基础。
This is anti-money laundering (AML) training - a compliance course designed for people who don't particularly get excited about AML compliance training, but have to take it anyway, in order to satisfy compliance requirements set out by Financial Transactions and Reports Analysis Centre of Canada, better known as FINTRAC.This is all driven by the Proceeds of Crime (Money Laundering) and Terrorist Financing Act (PCMLTFA), Canada's federal laws to "facilitate combatting the laundering of proceeds of crime and combatting the financing of terrorist activities."So, in order for your company to stay operational, and keep making bank, it needs to show FINTRAC that it has a kickass compliance program. And in order for a compliance program to be kickass, it needs to have FIVE things: An appointed compliance officer; written compliance policies and procedures; a proper risk assessment of your company's business activities and relationships; a written, ongoing compliance training program; and an effectiveness review of the company's overall compliance program, in order to ensure it is doing everything it can to detect and prevent money laundering and terrorist financing activities.The course is designed for Canadian financial entities, securities dealers and life insurance companies. And after the course, you'll know: How your company is vulnerable to money laundering;How to detect and deter money laundering and terrorist financing activities;Your regulatory obligations, policies and procedures to combat money laundering and terrorist financing; Know Your Client (KYC) requirements;When to identify individuals;Beneficial ownership requirements;Confirming the existence of an entity;Politically exposed persons; andOngoing and enhanced monitoring.
