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所在平台: Udemy |
课程主页: https://www.udemy.com/course/aml-cft-compliance-independent-testing-audit/
课程评论：没有评论
**课程名称：** 反洗钱独立合规审计 **课程概述：** 本课程旨在帮助金融机构应对日益严格的监管要求和不断发展的反洗钱（AML）/反恐怖融资（CFT）合规标准。通过定期评估机构的AML/CFT项目，确保其符合法定和监管要求，从而防止金融机构被用于非法活动，并增加洗钱和恐怖融资的难度。 本课程特别为内部审计师、AML合规官员、风险官员和金融机构运营官员设计，提供一种实用的AML/CFT独立审计和测试方法。课程将引导学员了解Conducting an independent AML compliance audit of a financial institution的基本知识，并深入讲解AML/CFT合规审计的概况、内部审计在AML/CFT中的作用、合规项目的重要组成部分、AML/CFT审计方法论等内容。 课程形式包括简短视频、测验和案例研究作业。通过课程中的练习，学员将能够立即应用于金融机构的AML独立测试工作，掌握必需的技能。 **课程内容重点：** * AML/CFT合规审计概述 * 内部审计在AML/CFT中的角色 * AML/CFT合规项目的关键组成部分 * AML/CFT审计方法论 * 实操性的独立审计和测试技巧
With AML/CFT compliance standards developing all the time and regulatory sanctions getting more tougher, it is critical that financial institutions assess their AML/CFT program on a regular basis to ensure that it is in compliance with both statutory and regulatory requirements. This will guarantee that their financial institution's are not unknowingly used as intermediaries for illegal activities and will make it more difficult for criminals to propagate money laundering and terrorism financing.This training is designed to provide a hands-on approach to AML/CFT independent auditing and testing for internal auditors ,AML compliance officials , risk officers , operations officers of financial institutions.The course will walk you through the process of AML independent auditing/testing, ensuring that you understand the fundamentals of conducting an independent AML compliance audit of a financial institution.The course will walk you through an overview of AML/CFT compliance audit, the role of internal audit in AML/CFT, essential compliance program components, the AML/CFT audit methodology, and much more.The course consists of brief videos, quizzes, and case study assignments. The exercises included with the course will guarantee that upon completion of this course, you will have gained the required abilities that can be immediately applied to an AML independent testing exercise of a financial institution.
