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所在平台: Udemy |
课程主页: https://www.udemy.com/course/aml-business-risk-assessment/
课程评论：没有评论
课程名称：反洗钱（AML）商业风险评估 课程概述： 本课程旨在帮助学员深入了解反洗钱（AML）领域的商业风险评估。课程内容主要包括以下几个方面： 1. **洗钱风险类别**：学习与客户类型、特定产品和服务、地理暴露以及产品交付渠道相关的洗钱风险类别。 2. **AML风险管理方法论**：了解洗钱风险的可能性和影响，包括定性和定量分析、内在和剩余风险概念，以及评估控制措施的有效性。 3. **AML风险评估步骤**：掌握进行AML风险评估的步骤，包括识别和评估风险、定义控制措施，以及判断剩余风险是否在公司风险承受范围内。 4. **行业及产品脆弱性**：探讨特定行业和产品的脆弱性，这些脆弱性可能被洗钱者利用，涉及领域包括现金密集型企业、银行、支付、电汇和金融科技行业、加密货币和虚拟金融资产服务提供商等。 5. **常见错误**：识别在进行全公司洗钱风险评估时可能出现的典型错误。 信息来源： 本课程基于多个权威机构的推荐和出版物，包括金融行动特别工作组（FATF）、美国金融犯罪执法网络（FinCEN）、经济合作与发展组织（OECD）等。 课程的独特性： 本课程与市场上其他AML课程的区别在于，它专注于任何AML框架中的关键要素——全公司的AML商业风险评估，而不仅仅是基础概念的介绍。 额外价值： 1. 每个部分配有测验，帮助检查学员对概念的理解。 2. 提供风险评估模板电子表格。 3. 课程提供丰富的额外阅读材料。 4. 完成课程后颁发证书。 后续学习： 未来的系列课程将涵盖AML的其他方面，例如客户级风险评估、尽职调查、交易和客户关系的持续监控、与政治曝光者和国际制裁相关的风险、增 强尽职调查、高风险和不信誉的司法管辖区的处理、可疑交易的内部和外部报告等内容。
Your Goals and ProfileChoose our course if you want to become knowledgeable in:(a) the categories of money laundering risks, related to the types of customers, particular products and services, geographical exposure, and product delivery channels;(b) the methodology of AML risk management, including the likelihood and impact of money laundering risks, qualitative and quantitative analysis, the notions of inherent and residual risks and assessing the effectiveness of controls;(c) the steps of carrying out an AML risk assessment, which are identifying and assessing risks, defining control measures, and determining, whether the residual risk falls within your company's risk appetite;(d) the vulnerabilities of particular industries and products, that can be exploited by money launderers; we will review the following types of businesses: - cash-intensive businesses; - banking, payments, e-money and fintech industries; - cryptocurrency and virtual financial assets service providers; - providers of corporate services; - traders in high-value goods; - accountants and tax advisors; - notaries and legal professionals; - gambling sector entities; - free-trade zones; and - citizenship for investment programs.(e) the typical mistakes made while carrying out the entity-wide money laundering risk assessments.The Sources of Information UsedThe sources of information used are the recommendations and publications by:- the Financial Action Task Force (FATF);- the US Financial Crimes Enforcement Network (FinCEN); - Organisation for Economic Co-operation and Development (OECD);- The Wolfsberg Group;- European Banking Authority;- International Compliance Association; and- The Basel Institute on Governance.Why is our Course DifferentThere is no shortage of AML courses on the market. Most often, they teach you the basic concepts while attempting to cover the whole spectrum of anti-money laundering, sometimes in just one hour of total training. We are offering you something different. This is a specialized course, devoted to the primary element of any AML framework, which is an entity-wide AML business risk assessment.Additional Value for Money1) all sections of the course will be supplemented by quizzes that will help to check your understanding of the concepts;2) you will obtain a template spreadsheet to use when carrying out AML risk assessments;3) the course provides plenty of additional materials for further reading;2) upon completion, you will be issued a certificate.What's Next?Our future courses in this series, will cover other aspects of AML, such as customer-level risk assessment, KYC and customer due diligence, ongoing monitoring of transactions and customer relationships, risks related to politically exposed persons and international sanctions, enhanced due diligence, dealing with high-risk and non-reputable jurisdictions, internal and external reporting of suspicious transactions, etc.
