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所在平台: Udemy |
课程主页: https://www.udemy.com/course/all-inclusive-guide-to-anti-money-laundering-compliance-2023/
课程评论：没有评论
课程名称：反洗钱合规全指南 课程概述：反洗钱合规全指南课程旨在帮助您获取或提升反洗钱（AML）方面的知识。完成课程后，您将成为在AML合规方面更加资源丰富的专业人员。课程内容包含精心挑选的文字、插图和实例，以帮助您更好地理解每一课题。每个章节均配有案例分析，并设置实用问题以测试您的理解。 在课程的第一部分，您将学习洗钱、恐怖分子融资的概念以及一些关键机构。随后，您将掌握关键合规官的重要性和角色。接下来，您将学习“基于风险的方法”，进行业务及客户的风险评估，以及建立强有力的政策、程序和控制的重要性。 此外，我将讲解客户尽职调查（CDD）的相关知识，包括标准CDD、简化CDD和增强CDD，并明确客户了解（KYC）与CDD之间的区别。您还将了解一些高风险因素、不同的筛查方法（公开信息、风险情报数据库及多种制裁名单），以及依赖第三方进行部分CDD措施和交易的持续监控的概念。 接下来，我将介绍一些有趣的洗钱技巧、可疑交易的指标及如何审查可疑交易的关键提示。您将学习到告知（tipping-off）概念及报告可疑交易的步骤。之后，我会讲解记录保存的要求、筛查官员和员工的重要性、培训的价值以及未受训员工的风险。最后，您将学习到任命独立审计员检查AML框架有效性的重要性以及不合规的后果。 课程的最后部分将总结重要要点，并提供有关洗钱者的一些有趣事实。完成课程后，您将获得证书以展示您的学习成果。如果您希望讨论课程中的任何主题或需要对某一主题进行进一步探讨，请随时在讨论论坛中留言，我会亲自回答您的问题。您也可以通过领英与我（Hassita Nowbuth）联系。课程注册后，您将获得终身访问权限，没有到期限制。相信您将在本课程中获得丰厚的知识收获。
The All-Inclusive Guide to Anti-Money Laundering Compliance is the course that you need to gain or enhance your knowledge in Anti-Money Laundering (AML) matters. At the end of this course, I guarantee that you will be a more resourceful person in AML compliance. The right words, pictures (perfect illustrations) and examples have been meticulously picked for you to better understand each lesson. Throughout the course, realistic examples will be provided for your benefit. Every section will end with a case study and you will have to complete some practical questions in order to test your understanding at the end of the course.In the first section, you will learn about the concept of money laundering, terrorist financing and some key bodies. You will then understand the importance and the role of key compliance officers. Just after, you will learn about the "risk-based approach", the risk assessment exercise (for a business and its clients) and the importance of establishing strong policies, procedures and controls.Moreover, I will cover the Customer Due Diligence (CDD) lessons, namely a standard CDD, a simplified one and an enhanced CDD. You will also know the difference between Know-Your-Client (KYC) and CDD. After that, you will learn about some high-risk factors, the various screening methods (public domain, risk intelligence database and several sanctions lists), the concept of placing reliance on third parties to conduct part of the CDD measures and ongoing monitoring of transactions.I will then go through some interesting money laundering techniques, some indicators of suspicious transactions and key tips on how to scrutinize suspicious transactions. You will then learn about the tipping-off concept and the steps to report a suspicious transaction.Then, I will cover the record keeping requirements, the importance of screening officers and employees, the usefulness of training and the risk of having an untrained workforce. Just after, you will learn about the importance of appointing an independent auditor to check the effectiveness of the AML framework. I will end this section with the repercussions of non-compliance.Finally, I will take you through the key takeaways from this course, where you will also be apprised of some interesting facts about money launderers. To demonstrate your diligence throughout this course, you will be awarded with a Certificate upon completion. In case you wish to discuss on any subject covered in this lesson or require further enlightenment on a particular subject, please feel free to comment in the discussion forum and I will personally attend to your queries. You may also reach out to me (Hassita Nowbuth) on LinkedIn.Course enrollment grants you lifetime access, with no expiration. Guaranteed, you have so much to learn from this course.
