Effective Compliance Programs

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课程主页: https://www.coursera.org/archive/effective-compliance-programs

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课程大纲

Building a Strong Compliance Culture
A Closer Look at the Essentials 
The Psychology of Compliance
Dealing With Non-Compliance

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Once you have an understanding of what compliance is, and why it may be important, it is natural to wonder next, “What should I do about it?” In this course, we’ll explore one of the key factors for creating a positive culture of compliance: human psychology. We’ll think about what drives us, what makes us pay attention, what distracts, and how all of these pieces help build a strong belief in an organizational culture of compliance. We will examine formal compliance programs, diving into the nuances of how they are applied in practice. We’ll also explore the technologies, workflows, policies, monitoring, and training necessary to create a toolkit for designing an effective compliance program.

有效的合规计划:一旦您了解什么是合规以及为什么如此重要,接下来自然会想知道“我该怎么做?”在本课程中,我们将探讨关键因素之一建立积极的合规文化的方法:人类心理学。我们将考虑推动我们发展的因素,引起我们注意的因素,分散注意力的因素,以及所有这些因素如何帮助建立对组织合规文化的坚定信念。 我们将研究正式的合规计划,深入探讨如何在实践中应用它们。我们还将探讨必要的技术,工作流程,政策,监控和培训,以创建用于设计有效合规计划的工具包。

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