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所在平台: Coursera |
课程主页: https://www.coursera.org/learn/fintech-risk-management
课程评论：没有评论
课程名称：金融科技风险管理（FinTech Risk Management） 课程概述： 本课程“金融科技风险管理”旨在帮助学员了解金融行业在金融科技（FinTech）和监管科技（RegTech）影响下的风险管理与公司治理。学员将增强分析能力，能够就如何制定平衡运营、声誉和金融公司稳定性风险的商业策略提出建议。课程将探讨合规性面临的新挑战，包括金融法规和政府规定的遵守，以及如何应对这些变化，分析金融科技风险的策略，以及在这一变化环境中，金融行业运营风险的增加。随着科技公司（如阿里巴巴、苹果和腾讯等）逐渐向金融领域靠拢，学员将认识到信息技术合规性和保障的重要性，并掌握应对这些变化的实用技能。 课程大纲： 1. **合规性与金融要求及政府法规** - 本模块将重点关注金融科技合规性及保障的金融视角。未能遵守规定可能导致巨额罚款及商业失败，但金融合规只是金融科技公司风险管理的一部分。 2. **金融科技与公司治理的合规性：目标、指导方针与政策** - 本模块将探讨不同类型的风险，解释为何运营风险和商业风险在金融科技公司中愈发重要，并比较不同风险的二次、三次及四次导数。同时，描述风险分析和内部控制的技术及工具。 3. **信息技术合规性与保障 第一部分** - 本模块将为学员提供商业应用开发及其合规性的整体IT视角。分析实施新系统和替换旧系统时的三种不同系统转换方法及其比较，并探讨新系统开发及变更管理过程合规性相关的风险。 4. **信息技术合规性与保障 第二部分** - 本模块将提供关于业务连续性计划及灾害恢复计划的整体概念。强调在系统出现问题前（如数据泄露或网络攻击）提前规划的重要性，讨论为组织创建业务连续性计划的过程及数据备份与恢复策略。 5. **同伴评估的最终项目** - 在本模块中，学员将完成一项与课程相关的最终项目，研究金融科技如何为大型现有金融机构创造新的风险和挑战，并开发平衡这些公司的运营、声誉和稳定性风险的商业策略。 通过本课程的学习，学员将能够掌握金融科技环境下的风险管理实用知识，提高自身在金融行业中的竞争力。
Name:Compliance with financial requirements & government regulations
Description:In this module, we will focus on the financial perspective of FinTech compliance and assurance. Failure to comply with regulations can result in large fines as well as business failures. However, financial compliance is only one part of risk management for FinTech firms.
Name:FinTech Compliance with corporate governance: Objectives, guidelines,& policy
Description:In this module, we examine different types of risks and explain why operational risks and business risks are becoming more important to FinTech firms. The second, third and fourth derivatives for different types of risks are explained and compared. Techniques and tools for risk analysis and internal controls are also described.
Name:IT Compliance & Assurance Part 1
Description:In this module, learners will gain a overall IT perspective of business application development and compliance in this area. We will examine 3 different system changeover methods when implementing new system & replacing the old system and the comparison. Also we will look into the risks associate with new system development and compliance of change management process.
Name:IT Compliance & Assurance Part 2
Description:In this module, learners will gain an overall picture of business continuity plan and disaster recovery plan. It's essential to plan ahead before something bad happen to the systems (e.g. Data breach or cyber hacking) We will discuss the process of creating a business continuity plan for an organisation and the strategies in data back up and restoration policy.
Name:Peer-graded Final Project
Description:In this module, learners will complete a final project for the course involving research on how FinTech creates new sources of risks & challenges to large existing financial institutions and develop business strategies balancing the risks in operation, reputation and the stability of those firms.
This course “FinTech Risk Management” help you understand risk management and corporate governance in finance industry with the disruption by FinTech and RegTech. You will become more confident to analyse and make recommendations to develop business strategies balancing the risks in operation, reputation and the stability of finance firms. You will learn about new challenges of compliance with financial requirements and government regulations and how you can deal with these changes, strategies in analysing FinTech risk and how operation risks increase in finance industry in this changing environment. As tech firms are now becoming more like finance firms such as Alibaba, Apple, and Tencent etc., you will learn about the importance of IT compliance and assurance and practical skills in dealing with these changes.
